Securities Law

11-101F1 - Notice of principal regulator under Multilateral Instrument 11-101 [F Proposed - Lapsed]

Published Date: 2005-05-27
Document(s):

Concurrently Published:

 

Form 11-101F1
Notice of principal regulator under Multilateral Instrument 11-101

1.  Date:                                                

2.  Information about person or company

SEDAR profile number (if applicable):                                 

NRD # (if applicable):                                                           

Name:                                                                                     

Instructions:

(i)        For a non-investment fund issuer, indicate the SEDAR profile number. For an investment fund issuer, indicate the SEDAR investment fund group profile number.
(ii)        For a non-investment fund issuer, indicate the issuer’s name. For an investment fund issuer, indicate the investment fund group name.

3.  Previous notice filed

If the person or company has previously filed a Form 11-101F1, indicate the principal regulator determined in the previous notice:                                                                  

4.  Determination of principal regulator

The person or company has determined the securities regulatory authority or regulator in the following jurisdiction is its principal regulator:                                                   

5.  Reasons for determination of principal regulator

The person or company determined its principal regulator

(a)      based on the location of its head office (for a non-investment fund issuer, dealer or unrestricted adviser), investment fund manager’s head office (for an investment fund), or working office (for an individual) (check box), or 

(b)      on the following basis [provide details]:

                                                                                                                                        

                                                                                                                                        

6.  Change in determined principal regulator

If this PR notice is being filed in connection with a change in the person or company’s principal regulator, provide details of the basis for determining that the principal regulator should change.