12-202 - Revocation of a Compliance-Related Cease Trade Order [NP Amendment Advance Notice - Lapsed]
| Published Date: | 2007-12-21 |
|---|---|
| Document(s): |
Concurrently Published:
National Policy 12-202 Revocation of a Compliance-Related Cease Trade Order is amended as follows:
1. Subsection 4.1(g) is repealed and the following substituted:
“(g) a completed personal information form and authorization in the form set out in Appendix A of National Instrument 41-101 General Prospectus Requirements for each current and incoming director, executive officer and promoter of the issuer.
If the promoter is not an individual, the issuer should provide the information for each director and executive officer of the promoter.
If the issuer is an investment fund, the issuer should also provide personal information for each director and executive officer of the manager of the investment fund.”.