24-304 - CSA-Industry Working Group on National Instrument 24-101 - Institutional Trade Matching and Settlement [CSA Staff Notice]
| Published Date: | 2007-07-05 |
|---|---|
| Document(s): |
Concurrently Published:
A CSA-Industry working group (Working Group) consisting of industry representatives and staff of the Canadian Securities Administrators (CSA) has recently been established to act as an advisory group for the CSA in identifying and resolving issues in relation to National Instrument 24-101 - Institutional Trade Matching and Settlement (NI 24-101). The Working Group will meet periodically to discuss the issues.
Members of the Working Group
The Working Group includes representatives of the industry's sell-side, buy-side and custodian sectors and representatives of the Canadian Capital Markets Association (CCMA), Investment Industry Association of Canada (IIAC), Investment Dealers Association of Canada (IDA) and CDS Clearing and Depository Services Inc. (CDS).
The following is a list of the Working Group members:
| Name and Firm | Email address | Sector or Industry Group Representation |
| Barbara Amsden (IIAC) | bamsden@iiac.ca | IAC |
| Jerry Beniuk (TDBFG) | Jerry.Beniuk@td.com | Buy side/Sell side/Custodian |
| Brian Calvert (RBC Investments) | brian.calvert@rbcinvestments.com | Sell side |
| Richard Corner (IDA) | rcorner@ida.ca | IDA |
| Jane Davis (CCMA) | JDavis@cds.ca | CCMA |
| Aaron Ferguson (CDS) | AFerguson@cds.ca | CDS |
| Lynn Higgins (Canaccord) | Lynn_higgins@canaccord.com | Sell side |
| Heidi Johnston (Phillips Hager North) | hjohnston@phn.com | Buy side |
| Patricia Johnston (FirstEnergy Capital Corp.) | pmjohnston@firstenergy.com | Sell side |
| Glenn MacPherson (CCMA) | GMacPherson@cds.ca | CCMA |
| Fionnuala Martin (BMO Financial Group) | Fionnuala.martin@bmonb.com | Sell side |
| Chuck Murray (Mackenzie Financial Corporation) | cmurray@mackenziefinancial.com | Buy side |
| Wayne Ralph (Canadian Imperial Bank of Commerce) | Wayne.Ralph@CIBC.ca | Sell side |
| Answerd Ramcharan (IDA) | aramcharan@ida.ca | IDA |
| Randy Reid (CIBC Mellon) | randy_reid@cibcmellon.com | Custodian |
| Lorne Rintoul (Scotia Capital) | Lorne_rintoul@scotiacapital.com | Sell side |
| Jesus Sanchez (NBCN Inc.) | Jesus.sanchez@nbcn.ca | Sell side |
| Domenic Sgambelluri (Northern Trust Co., Canada) | DS124@ntrs.com | Custodian |
| Barry Stienstra (RBC Dexia Investor Services) | barry.stienstra@rbcdexia-is.com | Custodian |
| Pierre Tremblay (Caisse Centrale Desjardins) | Pierre.tremblay@ccd.desjardins.com | Buy side |
| Jenny Tsouvalis (OMERS) | Jtsouvalis@omers.com | Buy side |
| Mark Weseluck (CDS) | mweseluck@cds.ca | CDS |
| CSA STP Committee Staff | ||
| Serge Boisvert | Serge.boisvert@lautorite.qc.ca | AMF |
| Shaun Fluker | Shaun.fluker@seccom.ab.ca | ASC |
| Nathalie Gallant | Nathalie.gallant@lautorite.qc.ca | AMF |
| John Kearns | jkearns@osc.gov.on.ca | OSC |
| Janice Leung | jleung@bcsc.bc.ca | BCSC |
| Maxime Paré | mpare@osc.gov.on.ca | OSC |
| Michael Sorbo | msorbo@bcsc.bc.ca | BCSC |
| Emily Sutlic | esutlic@osc.gov.on.ca | OSC |
You are invited to raise issues or questions you may have regarding NI 24-101 with any member of the Working Group.
CSA staff propose to publish later this year a notice that will answer a number of key questions on NI 24-101.
Please refer questions about CSA Staff Notice 24-304 to:
Maxime Paré
Senior Legal Counsel, Market Regulation
Ontario Securities Commission
(416) 593-3650
mpare@osc.gov.on.ca
Emily Sutlic
Legal Counsel, Market Regulation
Ontario Securities Commission
(416) 593-2362
esutlic@osc.gov.on.ca
July 6, 2007