Securities Law

24-101CP - Institutional Trade Matching and Settlement [CP - Rescinded]

Published Date: 2010-06-30
Effective Date: 2010-07-01
Rescinded Date: 2015-01-11

Concurrently Published:

Table of Contents


Part 1Introduction, Purpose and Definitions
Part 2Trade Matching Requirements
Part 3Information Reporting Requirements
Part 4Requirements for Matching Service Utilities
Part 5Trade Settlement
Part 6Requirements of Self-Regulatory Organizations and Others