33-506 - Exemption from Cold Calling Restrictions for Registered Dealers [BCI]
| Published Date: | 2009-09-25 |
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| Effective Date: | 2009-09-28 |
| Document(s): |
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Concurrently Published:
British Columbia Securities Commission
BC Instrument 33-506
The British Columbia Securities Commission, considering that to do so would not be prejudicial to the public interest, orders that effective September 28, 2009, BC Instrument 33-506 entitled Exemption from cold calling restrictions for Registered Dealers, dated October 26, 2001, is revoked and the attached BC Instrument 33-506 Exemption from Cold Calling Restrictions for Registered Dealers is made.
September 21, 2009
Brent W. Aitken
Acting Chair
(This part for administrative purposes only and is not part of the Order)
Authority under which Order is made:
Act and sections:- Securities Act, sections 171 and 49(5)
Other (specify):-
BC Instrument 33-506
Exemption from Cold Calling Restrictions for Registered Dealers
Order under section 49(5) of the Securities Act
A person registered as a dealer or a dealing representative of a dealer is exempt from section 49(2) of the Securities Act.