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Securities Law

51-102 - Continuous Disclosure Obligations [NI Amendment Advance Notice - Lapsed]

Published Date: 2007-10-12
Effective Date: 2007-12-31

Concurrently Published:

  1. National Instrument 51-102 Continuous Disclosure Obligations is amended by this Instrument.


  1. Subsection 1.1(1) is amended by, 

a.         in the definition of “approved rating organization”, striking out “Dominion Bond Rating Service Limited” and substituting “DBRS Limited”.


b.         repealing the definition of “investment fund”,


c.         repealing the definition of “non-redeemable investment fund”,


d.         in the the definition of “venture issuer”, striking out “the market known as OFEX” and substituting “the PLUS markets operated by PLUS Markets Group plc.  


  1. Subparagraph 4.10(2)(a)(ii) is repealed and the following substituted: 

(ii)        if the reporting issuer did not file a document referred to in subparagraph (i), or the document does not include the financial statements for the reverse takeover acquirer that would be required to be included in a prospectus, the financial statements prescribed under securities legislation and described in the form of prospectus that the reverse takeover acquirer was eligible to use prior to the reverse takeover for a distribution of securities in the jurisdiction;


  1. This amendment comes into force December 31, 2007.