Securities Law

BCN 2001/21 - BC Instrument 33-503 "Extension of Application Deadlines for Self-Regulatory Organizations" [BCN - Rescinded]

Published Date: 2001-04-12
Effective Date: 2001-04-11

On March 15, 2001, the Commission amended the Securities Rules to require mutual fund dealers and securities dealers to join self-regulatory organizations. Sections 6(3) and (4) set a deadline of April 30, 2001, for dealers to make application to join either the Mutual Fund Dealers Association or the Investment Dealers Association. Delays in the Ontario rule making process have pushed the deadline for application in that province back to May 23, 2001. We have therefore varied sections 6(3) and (4) to establish the same application deadline for British Columbia.

Questions may be referred to:

Noreen Bent
Manager and Senior Legal Counsel
Policy & Legislation
British Columbia Securities Commission
(604) 899-6741
(800) 373-6393 (in B.C.)

Robert Hudson
Manager, Registration and Market Regulation
Capital Markets Regulation
British Columbia Securities Commission
(604) 899-6691
(800) 6393 (in B.C.)

April 11, 2001



Douglas Hyndman

Ref: BCI#33-503

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at in the Commission Documents database or the Historical Documents database.