Securities Law

31-102 - National Registration Database [NI Amendment - Lapsed]

Published Date: 2007-05-15
Effective Date: 2007-05-15
Document(s):

Concurrently Published:

1. The title of Multilateral Instrument 31-102 National Registration Database, B.C. Reg. 37/2003, is amended by striking out "Multilateral" and substituting "National".

2. Section 1.1 is amended by striking out the definition of "MI 33-109" and substituting the following:

 "NI 33-109" means National Instrument 33-109 Registration Information; .

3. Section 1.1 is amended in the definition of "NRD number" by striking out "non-registered individual" and substituting "permitted individual".

4. Section 1.2 is amended by striking out "MI 33-109" wherever it occurs and substituting "NI 33-109".

5. Section 3.1 (1) (b) is amended by striking out "non-registered individual" and substituting "permitted individual".

6. Section 5.1 (4) is amended by striking out "MULTILATERAL" and substituting "NATIONAL".

7. Section 6.1 is amended by adding the following subsection:

(3)  Except in Ontario, an exemption referred to in subsection (1) is granted under the statute referred to in Appendix B of National Instrument 14-101 Definitions opposite the name of the local jurisdiction.

8. Part 7 is repealed and the following is substituted:

PART 7  INCONSISTENT PROVISIONS

7.1  Inconsistent Provisions

In Québec, the provisions of this Instrument take precedence over any inconsistent provisions of Title V of the Securities Regulation.

9. Part 8 is repealed.

10. This Instrument comes into force on May 15, 2007.