8 – Investment Funds

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Current Instruments & Policies

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81-101 Mutual Fund Prospectus Disclosure
81-102 Investment Funds
81-104 Alternative Mutual Funds
81-105 Mutual Fund Sales Practices
81-106 Investment Fund Continuous Disclosure
81-107 Independent Review Committee for Investment Funds
81-315 Frequently asked questions on National Instrument 81-106 Investment Fund Continuous Disclosure
81-316 Canadian Securities Administrators’ Staff Notice 81-316 Hedge Funds
81-317 Frequently Asked Questions on Independent Review Committee for Investment Funds
81-318 Request for Comment Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds
81-323 Status Report on Consultation under CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fee
81-324 Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees
81-328 Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of National Instrument 81-102 Investment Funds
81-329 Reducing Regulatory Burden for Investment Fund Issuers
81-330 Status Report on Consultation on Embedded Commissions and Next Steps
81-331 Investment Funds Investing in Bail-in Debt
81-402 Striking a New Balance: A Framework for Regulating Mutual Funds and Their Managers
81-406 Point of sale disclosure for mutual funds and segregated funds
81-407 Mutual Fund Fees
81-408 Consultation on the Option of Discontinuing Embedded Commissions
81-504 Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages and Equity Securities
81-508 Revocation of Fund of Fund Exemptions, Waivers and Approvals under National Policy Statement No. 39 Mutual Funds and National Instrument 81-102 Mutual Funds
81-511 Exemption from Independent Review Committee Requirement for British Columbia Only Reporting Investment Funds
81-512 Exemptions from National Instrument 81-104 Commodity Pools
81-513 Self-Dealing
81-515 Revocation of Exemptions and Waivers from Prospectus Delivery Requirements under National Instrument 81-101 Mutual Fund Prospectus Disclosure
81-517 Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-518 Exemption from Prescribed Form of Mutual Fund Audit Reports in National Instrument 81-102 Investment Funds
81-903 Report Required under Section 9 of BC Instrument 81-513 Self-Dealing