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8 – Investment Funds

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Rescinded/Lapsed/Historical Instruments & Policies

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81-101 Mutual Fund Prospectus Disclosure
81-102 Mutual Funds
81-104 Commodity Pools
81-105 Mutual Fund Sales Practices
81-106 Investment Fund Continuous Disclosure
81-107 Independent Review Committee for Investment Funds
81-301 Mutual Fund Prospectus Disclosure System Concept Proposal - Request for Comment
81-302 Sales of Mutual Funds in Upcoming RRSP Season
81-303 Year 2000 Disclosure for Mutual Funds
81-304 Trust Accounts for Mutual Fund Securities
81-305 National Policy 12-201 - Mutual Reliance Review System ("MRRS") for Exemptive Relief Applications ("ERA") - ERA and Applications for Approvals or Exemptions under National Policy No. 39 "Mutual Funds" ("NP 39")
81-306 Disclosure by Mutual Funds of Changes in Calculation of Management Expense Ration
81-308 Prospectus Filing Matters - Arthur Andersen LLP Consent
81-309 Application of National Policy Statement 31 Change of Auditor of a Reporting Issuer and National Instrument 81-102 Mutual Funds when a reporting issuer appoints a new auditor as a result of Arthur Andersen LLP - Canada ceasing to practise public accounting
81-310 Frequently Asked Questions Fund of Fund Amendments
81-311 Report on Consultation Paper 81-403 Rethinking Point of Sale Disclosure for Mutual Funds and Segregated Funds
81-312 Guidelines for Capital Accumulation Plans
81-313 Status of Proposed National Instrument 81-106 Investment Fund Continuous Disclosure
81-314 Removal of Foreign Content Restrictions for Registered Plans – Eliminating Indirect Foreign Content Exposure in Certain RSP Funds
81-319 Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds
81-320 Update on International Financial Reporting Standards for Investment Funds
81-321 Early use of the Fund Facts to satisfy prospectus delivery requirements
81-322 Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals
81-325 Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
81-326 Update on an Alternative Funds Framework for Investment Funds
81-401 Proposed Regulatory Principles for Capital Accumulation Plans
81-403 Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
81-404 Proposed Guidelines For Capital Accumulation Plans
81-405 Proposed exemptions for certain capital accumulation plans
81-406 Point of sale disclosure for mutual funds and segregated funds
81-407 Dissection of Mutual Fund Fees, Flows, and Performance, October 22, 2015
81-501 Mutual Funds Management Expense Ratio Calculation Transitional Relief
81-502 Confirmation of Purchase and Sale for Units of Certain Mutual Funds
81-503 First Renewal Prospectuses Filed By Mutual Funds Under National Instrument 81-101 Mutual Fund Prospectus Disclosure
81-504 Transactions Between Mutual Funds and Responsible Persons Relating to Certain Debt Securities, Mortgages, and Equity Securities
81-505 First Renewal Prospectuses Filed by Mutual Funds Under National Policy Statement 36 Mutual Funds - Simplified Prospectus Disclosure System
81-506 Exemption for mutual funds from delivering financial statements
81-507 Exemption from prospectus delivery requirement for pre-authorized purchase plans
81-509 Mutual Fund Requirements
81-510 Exemption from Periodic Disclosure Requirements for Non-Redeemable Investment Funds
81-512 Exemptions from National Instrument 81-104 Commodity Pools
81-513 Self-Dealing
81-514 Exemption from the requirement to send financial statements and related disclosure to securityholders during a disruption in postal service
81-516 Exemption from prospectus delivery requirement and fund facts document delivery requirement for pre-authorized investment plans
81-701 Joint Forum of Financial Market Regulators - Recommendations for Changes in the Regulation of Mutual Funds and Individual Variable Insurance Contracts
81-801 Implementing National Instrument 81-106 Investment Fund Continuous Disclosure
81-901 Information Required to be Included in the Financial Statements of a Mutual Fund
81-902 Information Required in Prospectus of a Mutual Fund
81-903 Report Required Under Section 126 of the Act
81-904 Notice by Canadian Reporting Issuer to Become a Public Issuer/Mutual Fund