Due to upcoming maintenance the Public Website will be unavailable from 5pm to 9pm on Tuesday, April 30, 2019. 
We are in the process of fixing the technical issue with our news release alerts. For more information, click here.

31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Sign-up for updates about BCSC Policy Publications.

View History

Document Published Effective Format
31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI] 2018-06-12 2018-06-12
31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations [CP] 2017-12-04 2017-12-04

Forms

Document Published Effective Format
31-103F1 Calculation of Excess Working Capital [F] 2018-06-12 2018-06-12
31-103F2 Submission to Jurisdiction and Appointment of Agent for Service [F] 2015-01-11 2015-01-11
31-103F3 Use of Mobility Exemption [F] 2015-01-11 2015-01-11
31-103F4 Net Asset Value Adjustments [F] 2015-01-11 2015-01-11

CSA Related Documents

Document Published Effective Format
81-330 Status Report on Consultation on Embedded Commissions and Next Steps [CSA Staff Notice] 2018-06-21 ---
31-344 OBSI Joint Regulators Committee Annual Report for 2015 [CSA Staff Notice] 2016-04-07 ---
31-343 Conflicts of Interest in Distributing Securities of Related or Connected Issuers [CSA Staff Notice] 2015-11-19 ---
11-329 Withdrawal of Notices and Revocation of Omnibus/Blanket Orders [CSA Staff Notice] 2015-07-16 ---
31-340 OBSI Joint Regulators Committee Annual Report for 2014 [CSA Staff Notice] 2015-03-19 ---
[+] Show All

Proposed Amendments

Document Published Comments Close Format
31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI Amendment Proposed] 2019-03-15 ---
31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations [CP Amendment Proposed] 2019-03-15 ---
31-103 Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI Amendment Advance Notice] 2019-03-14 ---
31-103 Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Custody-Related Amendments 2018-10-25 2018-12-24
31-103 Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI Amendment Proposed] 2018-09-13 ---
[+] Show All