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21-101 Marketplace Operation

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View History

Document Published Effective Format
21-101 Marketplace Operation [NI] 2017-11-02 2017-02-01
21-101CP Marketplace Operation [CP] 2018-06-12 2018-06-12


Document Published Effective Format
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F] 2015-10-01 2015-10-01
21-101F2 Information Statement Alternative Trading System [F] 2015-10-01 2015-10-01
21-101F3 Quarterly Report of Marketplace Activities [F] 2015-10-01 2015-10-01
21-101F4 Cessation of Operations Report for Alternative Trading System [F] 2015-10-01 2015-10-01
21-101F5 Information Statement Information Processor [F] 2015-10-01 2015-10-01
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CSA Related Documents

Document Published Effective Format
21-315 CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market [CSA Staff Notice] 2015-09-17 ---
21-306 Notice of Filing of Forms 21-101F5 Initial Operation Report For Information Processor [CSA Staff Notice] 2007-04-20 ---
21-304 Request for filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors [CSA Staff Notice] 2006-08-11 2006-07-14