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21-101 Marketplace Operation

Document Published Effective
21-101 Marketplace Operation [NI - Rescinded]
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2020-08-27 2020-08-31
21-101 Marketplace Operation [NI - Rescinded]
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2017-11-02 2017-02-01
21-101 Marketplace Operation [NI - Rescinded]
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2015-10-01 2015-10-01
21-101 Marketplace Operation [NI - Rescinded]
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2015-04-20 2015-04-20
21-101 Marketplace Operation [NI - Rescinded]
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2014-12-31 2014-12-31
21-101 Marketplace Operation [NI - Rescinded]
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2012-07-06 2012-07-06
21-101 Marketplace Operation [NI Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
21-101 Marketplace Operation [NI Advance Notice - Lapsed]
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2009-11-13 2010-01-28
21-101 Marketplace Operation [NI Amendment - Lapsed]
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2010-01-28 2010-01-28
21-101 Marketplace Operation [NI - Rescinded]
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2010-02-04 2010-01-28
21-101 Marketplace Operation [NI Amendment - Lapsed]
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2008-09-12 2008-09-12
21-101 Marketplace Operation [NI - Rescinded]
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2008-10-01 2008-09-12
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed]
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2008-06-20 2008-09-12
21-101 Marketplace Operation [NI Amendment - Lapsed]
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2007-03-09 2007-03-01
21-101 Marketplace Operation [NI - Rescinded]
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2007-03-09 2007-03-01
21-101 Marketplace Operation [NI - Rescinded]
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2004-01-16 2003-12-31
21-101 Amendments to National Instrument 21-101 Marketplace Operation [NI Amendment - Lapsed]
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2003-12-19 2003-12-31
21-101 Marketplace Operation [NI - Rescinded]
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2001-11-01 2001-12-01
21-101 Marketplace Operation [NI Blackline Advance Notice - Lapsed]
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2009-11-13 ---
21-101CP Marketplace Operation [CP - Rescinded]
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2020-08-27 2020-08-31
21-101CP Marketplace Operation [CP - Lapsed]
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2018-06-12 2018-06-12
21-101CP Marketplace Operation [CP - Rescinded]
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2015-10-01 2015-10-01
21-101CP Marketplace Operation [CP - Rescinded]
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2014-12-31 2014-12-31
21-101CP Marketplace Operation [CP - Rescinded]
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2013-05-31 2013-05-31
21-101CP Marketplace Operation [CP Amendment Advance Notice - Lapsed]
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2013-03-14 2013-05-31
21-101CP Marketplace Operation [CP - Rescinded]
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2012-07-06 2012-07-06
21-101CP Marketplace Operation [CP Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
21-101CP Marketplace Operation [CP Amendment - Lapsed]
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2010-01-28 2010-01-28
21-101CP Marketplace Operation [CP Advance Notice - Lapsed]
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2009-11-13 2010-01-28
21-101CP Marketplace Operation [CP - Rescinded]
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2010-02-04 2010-01-28
21-101CP Marketplace Operation [CP Amendment Advance Notice - Lapsed]
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2008-06-20 2008-09-12
21-101CP Marketplace Operation [CP Amendment - Lapsed]
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2008-09-12 2008-09-12
21-101CP Marketplace Operation [CP - Rescinded]
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2008-10-01 2008-09-12
21-101CP Marketplace Operation [CP Blackline Amendment - Lapsed]
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2007-03-09 2007-03-01
21-101CP Marketplace Operation [CP - Rescinded]
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2007-03-09 2007-03-01
21-101CP Marketplace Operation [CP Amendment - Lapsed]
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2003-12-19 2003-12-31
21-101CP Marketplace Operation [CP - Rescinded]
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2004-01-16 2003-12-31
21-101CP Marketplace Operation [CP - Rescinded]
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2001-11-01 2001-12-01
21-101CP Marketplace Operation [CP Blackline Advance Notice - Lapsed]
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2009-11-13 ---
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Advance Notices

Document Published Effective
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
21-101 Marketplace Operation [NI Blackline Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed]
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2014-10-23 2014-12-31
21-101 Marketplace Operation [NI Blackline Advance Notice - Lapsed]
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2014-10-23 2014-12-31
21-101CP Marketplace Operation [CP Amendment Advance Notice - Lapsed]
PDF
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2018-03-29 2018-06-12
21-101CP Marketplace Operation [CP Blackline Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
21-101CP Marketplace Operation [CP Amendment Advance Notice - Lapsed]
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2015-06-25 2015-10-01
21-101CP Marketplace Operation [CP Amendment Advance Notice - Lapsed]
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2014-10-23 2014-12-31
21-101CP Marketplace Operation [CP Blackline Advance Notice - Lapsed]
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2014-10-23 2014-12-31
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Forms

Document Published Effective
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
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2015-10-01 2015-10-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
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2012-07-06 2012-07-06
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
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2010-12-30 2011-01-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
21-101F1 Information Statement Exchange Or Quotation And Trade Reporting System [F - Rescinded]
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2001-11-01 2001-12-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded]
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2004-01-16 2001-12-01
21-101F2 Information Statement Alternative Trading System [F - Rescinded]
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2015-10-01 2015-10-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
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Word
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2012-07-06 2012-07-06
21-101F2 Initial Operation Report Alternative Trading System [F Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
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Word
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2007-03-09 2007-03-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
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2001-11-01 2001-12-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded]
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2004-01-16 2001-12-01
21-101F3 Quarterly Report of Marketplace Activities [F - Rescinded]
Word
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PDF
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2015-10-01 2015-10-01
21-101F3 Quarterly Report of Marketplace Activities [F - Rescinded]
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Word
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2012-07-06 2012-12-31
21-101F3 Quarterly Report of Marketplace Activities [F Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
21-101F3 Quarterly Report Of Alternative Trading System Activities [F - Rescinded]
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2001-11-01 2001-12-01
21-101F3 Quarterly Report of Alternative Trading System Activities [F - Rescinded]
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2004-01-16 2001-12-01
21-101F4 Cessation of Operations Report for Alternative Trading System [F - Rescinded]
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Word
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2004-01-16 2001-12-01
21-101F4 Cessation Of Operations Report For Alternative Trading System [F - Rescinded]
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2001-11-01 2001-12-01
21-101F5 Information Statement Information Processor [F - Rescinded]
Word
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PDF
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2015-10-01 2015-10-01
21-101F5 Initial Operation Report for Information Processor [F - Lapsed]
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Word
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2012-07-06 2012-07-06
21-101F5 Initial Operation Report for Information Processor [F Blackline Amendment Advance Notice - Lapsed]
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2012-03-23 2012-07-01
21-101F5 Initial Operation Report for Information Processor [F - Rescinded]
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Word
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2007-03-09 2007-03-01
21-101F5 Initial Operation Report for Information Processor [F - Rescinded]
Word
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2004-01-16 2001-12-01
21-101F5 Initial Operation Report For Information Processor [F - Rescinded]
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2001-11-01 2001-12-01
21-101F6 Cessation Of Operations Report For Information Processor [F - Rescinded]
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2001-11-01 2001-12-01
21-101F6 Cessation Of Operations Report For Information Processor [F - Rescinded]
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Word
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2004-01-16 2001-12-01
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Proposed Amendments

Document Published Effective
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed]
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2017-07-06 ---
21-101 Marketplace Operation [NI Amendment Proposed - Lapsed]
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2014-04-24 ---
21-101 Marketplace Operation [NI Blackline Amendment Proposed - Lapsed]
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2014-04-24 ---
21-101CP Marketplace Operation [CP Blackline Amendment Proposed - Lapsed]
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2014-04-24 ---
21-101 Marketplace Operation [NI Amendment Proposed - Lapsed]
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2008-10-17 ---

Proposed Instruments or Policies

Document Published Effective
21-101 Marketplace Operation [NI Amendment Proposed - Lapsed]
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2011-03-18 ---
21-101 Marketplace Operation [NI Blackline Amendment Proposed - Lapsed]
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2008-10-17 ---
21-101 Marketplace Operation [NI Amendment Proposed - Lapsed]
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2007-04-20 ---
21-101 Marketplace Operation [NI Blackline Amendment Proposed - Lapsed]
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2011-03-18 ---
21-101 Marketplace Operation [NI Proposed - Lapsed]
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2000-07-28 ---
21-101 Marketplace Operation [NI Proposed - Lapsed]
PDF
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2006-08-11 ---
21-101 Amendments to National Instrument 21-101 Marketplace Operation [NI Amendment Proposed - Lapsed]
PDF
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2003-07-11 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed]
PDF
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2008-10-17 ---
21-101CP Marketplace Operation [CP Proposed - Lapsed]
PDF
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2000-07-28 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed]
Word
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2011-03-18 ---
21-101CP Marketplace Operation [CP Blackline Amendment Proposed - Lapsed]
PDF
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2011-03-18 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed]
PDF
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2007-04-20 ---
21-101CP Marketplace Operation [CP Proposed - Lapsed]
PDF
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2006-08-11 ---
21-101CP Marketplace Operation [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2008-10-17 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed]
PDF
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2012-07-26 ---
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Amendment Proposed - Lapsed]
PDF
Download
Word
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2011-03-18 ---
21-101F1 Application for and Amendments to Application for Recognition as an Exchange or Quotation and Trade Reporting System [F Proposed - Lapsed]
PDF
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2000-07-28 ---
21-101F2 Initial Operation Report Alternative Trading System [F Amendment Proposed - Lapsed]
PDF
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Word
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2011-03-18 ---
21-101F2 Initial Operation Report and Amendment to Initial Operation Report for Alternative Trading System [F Proposed - Lapsed]
PDF
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2000-07-28 ---
21-101F2 Initial Operation Report Alternative Trading System [F Proposed - Lapsed]
PDF
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2006-08-11 ---
21-101F3 Quarterly Report of Alternative Trading System Activities [F Proposed - Lapsed]
PDF
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2000-07-28 ---
21-101F3 Quarterly Report of Alternative Trading System Activities [F Amendment Proposed - Lapsed]
PDF
Download
Word
Download
2011-03-18 ---
21-101F4 Cessation of Operations Report for Alternative Trading System [F Proposed - Lapsed]
PDF
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2000-07-28 ---
21-101F5 Initial Operation Report for Information Processor [F Proposed - Lapsed]
PDF
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2006-08-11 ---
21-101F5 Initial Operation Report for Information Processor [F Amendment Proposed - Lapsed]
PDF
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Word
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2011-03-18 ---
21-101F5 Initial Form and Amendments to Form for Information Processor [F Proposed - Lapsed]
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2000-07-28 ---
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CSA Related Documents

Document Published Effective
21-302 Confidentiality of forms filed under National Instrument 21-101 Marketplace Operation [CSA Staff Notice - Rescinded]
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2003-01-24 2003-01-24
21-305 Extension of Approval of Information Processor [CSA Staff Notice - Rescinded]
PDF
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2006-10-27 2006-10-27
21-308 Update on Applications to Become an Information Processor [CSA Staff Notice - Rescinded]
PDF
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2008-12-05 2008-12-05
21-309 Information Processor for Exchange-Traded Securities Other Than Options [CSA Staff Notice - Lapsed]
PDF
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2009-06-05 ---
21-310 Information Processor for Corporate Debt Securities [CSA Staff Notice - Lapsed] 2009-06-26 ---
21-314 Information Processor for Corporate Debt Securities [CSA Staff Notice - Lapsed]
PDF
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2014-06-27 ---
21-316 Information Processor for Corporate Debt Securities [CSA Staff Notice - Lapsed]
PDF
Download
2015-12-29 ---
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