Securities Law

21-101 Marketplace Operation

Document Published Effective
21-101 Marketplace Operation [NI - Rescinded] 2015-10-01 2015-10-01
21-101 Marketplace Operation [NI - Rescinded] 2015-04-20 2015-04-20
21-101 Marketplace Operation [NI - Rescinded] 2014-12-31 2014-12-31
21-101 Marketplace Operation [NI - Rescinded] 2012-07-06 2012-07-06
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed] 2012-03-23 2012-07-01
21-101 Marketplace Operation [NI Blackline Amendment Advance Notice - Lapsed] 2012-03-23 2012-07-01
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
21-101 Marketplace Operation [NI Amendment - Lapsed] 2010-01-28 2010-01-28
21-101 Marketplace Operation [NI Advance Notice - Lapsed] 2009-11-13 2010-01-28
21-101 Marketplace Operation [NI - Rescinded] 2010-02-04 2010-01-28
21-101 Marketplace Operation [NI - Rescinded] 2008-10-01 2008-09-12
21-101 Marketplace Operation [NI Amendment - Lapsed] 2008-09-12 2008-09-12
21-101 Marketplace Operation [NI Amendment Advance Notice - Lapsed] 2008-06-20 2008-09-12
21-101 Marketplace Operation [NI - Rescinded] 2007-03-09 2007-03-01
21-101 Marketplace Operation [NI Amendment - Lapsed] 2007-03-09 2007-03-01
21-101 Marketplace Operation [NI - Rescinded] 2004-01-16 2003-12-31
21-101 Amendments to National Instrument 21-101 Marketplace Operation [NI Amendment - Lapsed] 2003-12-19 2003-12-31
21-101 Marketplace Operation [NI - Rescinded] 2001-11-01 2001-12-01
21-101 Marketplace Operation [NI Blackline Advance Notice - Lapsed] 2009-11-13 ---
21-101CP Marketplace Operation [CP - Rescinded] 2015-10-01 2015-10-01
21-101CP Marketplace Operation [CP - Rescinded] 2014-12-31 2014-12-31
21-101CP Marketplace Operation [CP - Rescinded] 2013-05-31 2013-05-31
21-101CP Marketplace Operation [CP Amendment Advance Notice - Lapsed] 2013-03-14 2013-05-31
21-101CP Marketplace Operation [CP - Rescinded] 2012-07-06 2012-07-06
21-101CP Marketplace Operation [CP Blackline Amendment Advance Notice - Lapsed] 2012-03-23 2012-07-01
21-101CP Marketplace Operation [CP Advance Notice - Lapsed] 2009-11-13 2010-01-28
21-101CP Marketplace Operation [CP - Rescinded] 2010-02-04 2010-01-28
21-101CP Marketplace Operation [CP Amendment - Lapsed] 2010-01-28 2010-01-28
21-101CP Marketplace Operation [CP - Rescinded] 2008-10-01 2008-09-12
21-101CP Marketplace Operation [CP Amendment - Lapsed] 2008-09-12 2008-09-12
21-101CP Marketplace Operation [CP Amendment Advance Notice - Lapsed] 2008-06-20 2008-09-12
21-101CP Marketplace Operation [CP Blackline Amendment - Lapsed] 2007-03-09 2007-03-01
21-101CP Marketplace Operation [CP - Rescinded] 2007-03-09 2007-03-01
21-101CP Marketplace Operation [CP Amendment - Lapsed] 2003-12-19 2003-12-31
21-101CP Marketplace Operation [CP - Rescinded] 2004-01-16 2003-12-31
21-101CP Marketplace Operation [CP - Rescinded] 2001-11-01 2001-12-01
21-101CP Marketplace Operation [CP Blackline Advance Notice - Lapsed] 2009-11-13 ---

Advance Notices

Forms

Document Published Effective
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded] 2012-07-06 2012-07-06
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Blackline Amendment Advance Notice - Lapsed] 2012-03-23 2012-07-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded] 2010-12-30 2011-01-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F - Rescinded] 2004-01-16 2001-12-01
21-101F1 Information Statement Exchange Or Quotation And Trade Reporting System [F - Rescinded] 2001-11-01 2001-12-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded] 2012-07-06 2012-07-06
21-101F2 Initial Operation Report Alternative Trading System [F Blackline Amendment Advance Notice - Lapsed] 2012-03-23 2012-07-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded] 2007-03-09 2007-03-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded] 2004-01-16 2001-12-01
21-101F2 Initial Operation Report Alternative Trading System [F - Rescinded] 2001-11-01 2001-12-01
21-101F3 Quarterly Report of Marketplace Activities [F - Rescinded] 2012-07-06 2012-12-31
21-101F3 Quarterly Report of Marketplace Activities [F Blackline Amendment Advance Notice - Lapsed] 2012-03-23 2012-07-01
21-101F3 Quarterly Report Of Alternative Trading System Activities [F - Rescinded] 2001-11-01 2001-12-01
21-101F3 Quarterly Report of Alternative Trading System Activities [F - Rescinded] 2004-01-16 2001-12-01
21-101F4 Cessation of Operations Report for Alternative Trading System [F - Rescinded] 2004-01-16 2001-12-01
21-101F4 Cessation Of Operations Report For Alternative Trading System [F - Rescinded] 2001-11-01 2001-12-01
21-101F5 Initial Operation Report for Information Processor [F - Lapsed] 2012-07-06 2012-07-06
21-101F5 Initial Operation Report for Information Processor [F Blackline Amendment Advance Notice - Lapsed] 2012-03-23 2012-07-01
21-101F5 Initial Operation Report for Information Processor [F - Rescinded] 2007-03-09 2007-03-01
21-101F5 Initial Operation Report for Information Processor [F - Rescinded] 2004-01-16 2001-12-01
21-101F5 Initial Operation Report For Information Processor [F - Rescinded] 2001-11-01 2001-12-01
21-101F6 Cessation Of Operations Report For Information Processor [F - Rescinded] 2001-11-01 2001-12-01
21-101F6 Cessation Of Operations Report For Information Processor [F - Rescinded] 2004-01-16 2001-12-01

Proposed Amendments

Proposed Instruments or Policies

Document Published Effective
21-101 Marketplace Operation [NI Proposed - Lapsed] 2006-08-11 ---
21-101 Marketplace Operation [NI Blackline Amendment Proposed - Lapsed] 2011-03-18 ---
21-101 Marketplace Operation [NI Proposed - Lapsed] 2000-07-28 ---
21-101 Marketplace Operation [NI Amendment Proposed - Lapsed] 2011-03-18 ---
21-101 Amendments to National Instrument 21-101 Marketplace Operation [NI Amendment Proposed - Lapsed] 2003-07-11 ---
21-101 Marketplace Operation [NI Amendment Proposed - Lapsed] 2007-04-20 ---
21-101 Marketplace Operation [NI Blackline Amendment Proposed - Lapsed] 2008-10-17 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed] 2011-03-18 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed] 2007-04-20 ---
21-101CP Marketplace Operation [CP Blackline Amendment Proposed - Lapsed] 2008-10-17 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed] 2012-07-26 ---
21-101CP Marketplace Operation [CP Proposed - Lapsed] 2000-07-28 ---
21-101CP Marketplace Operation [CP Amendment Proposed - Lapsed] 2008-10-17 ---
21-101CP Marketplace Operation [CP Blackline Amendment Proposed - Lapsed] 2011-03-18 ---
21-101CP Marketplace Operation [CP Proposed - Lapsed] 2006-08-11 ---
21-101F1 Information Statement Exchange or Quotation and Trade Reporting System [F Amendment Proposed - Lapsed] 2011-03-18 ---
21-101F1 Application for and Amendments to Application for Recognition as an Exchange or Quotation and Trade Reporting System [F Proposed - Lapsed] 2000-07-28 ---
21-101F2 Initial Operation Report Alternative Trading System [F Amendment Proposed - Lapsed] 2011-03-18 ---
21-101F2 Initial Operation Report and Amendment to Initial Operation Report for Alternative Trading System [F Proposed - Lapsed] 2000-07-28 ---
21-101F2 Initial Operation Report Alternative Trading System [F Proposed - Lapsed] 2006-08-11 ---
21-101F3 Quarterly Report of Alternative Trading System Activities [F Amendment Proposed - Lapsed] 2011-03-18 ---
21-101F3 Quarterly Report of Alternative Trading System Activities [F Proposed - Lapsed] 2000-07-28 ---
21-101F4 Cessation of Operations Report for Alternative Trading System [F Proposed - Lapsed] 2000-07-28 ---
21-101F5 Initial Operation Report for Information Processor [F Amendment Proposed - Lapsed] 2011-03-18 ---
21-101F5 Initial Form and Amendments to Form for Information Processor [F Proposed - Lapsed] 2000-07-28 ---
21-101F5 Initial Operation Report for Information Processor [F Proposed - Lapsed] 2006-08-11 ---