21-101 Marketplace Operation
| Document | Published | Effective | |
|---|---|---|---|
| 21-101 |
Marketplace Operation [NI]
PDF
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|
2020-10-15 | 2020-09-14 |
| 21-101CP |
Marketplace Operation [CP]
PDF
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|
2020-10-15 | 2020-09-14 |
Advance Notices
Forms
| Document | Published | Effective | |
|---|---|---|---|
| 21-101F1 |
Information Statement Exchange or Quotation and Trade Reporting System [F]
PDF
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|
2020-10-15 | 2020-09-14 |
| 21-101F2 |
Information Statement Alternative Trading System [F]
PDF
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|
2020-10-15 | 2020-09-14 |
| 21-101F3 |
Quarterly Report of Marketplace Activities [F]
PDF
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|
2020-10-15 | 2020-09-14 |
| 21-101F4 |
Cessation of Operations Report for Alternative Trading System [F]
Word
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PDF
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|
2015-10-01 | 2015-10-01 |
| 21-101F5 |
Information Statement Information Processor [F]
PDF
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|
2020-10-15 | 2020-09-14 |
| 21-101F6 |
Cessation Of Operations Report For Information Processor [F]
Word
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PDF
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|
2015-10-01 | 2015-10-01 |
Proposed Amendments
| Document | Published | Effective | |
|---|---|---|---|
| 21-101 |
Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation [CSA Notice and Request for Comment]
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|
2019-04-18 | --- |
CSA Related Documents
| Document | Published | Effective | |
|---|---|---|---|
| 21-304 |
Request for filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors [CSA Staff Notice - Rescinded]
PDF
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|
2006-08-11 | 2006-07-14 |
| 21-306 |
Notice of Filing of Forms 21-101F5 Initial Operation Report For Information Processor [CSA Staff Notice - Rescinded]
PDF
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|
2007-04-20 | --- |
| 21-315 |
CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market [CSA Staff Notice]
PDF
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|
2015-09-17 | --- |