BCN 2001/28 - Streamlining - Renumbering of Instruments [BCN - Rescinded]
| Published Date: | 2001-04-27 |
|---|---|
| Effective Date: | 2001-04-26 |
Over the past few months, the Commission has been streamlining its regulatory instruments by eliminating the outdated and less useful instruments and by renumbering the surviving ones. Over the next few months, we will re-issue all the surviving instruments under the 5-digit subject-based numbering system used for local instruments issued since mid-1999. See www.bcsc.bc.ca/policy/appendix.asp for an explanation of this system.
We will bring the re-issued instruments up to date by correcting cross-references and making similar editorial amendments. To date, we have re-issued 29 instruments (see BCN#2001/13 and BCN#2001/19).
Appendix A lists the 22 instruments we are re-issuing today. Appendix A includes 12 new Forms that replace existing Forms. The Executive Director's specification of these forms is effective today, but the old forms can be used until July 1, 2001.
With respect to Form 36 Insider Report (reissued today as BCF#55-901F), insiders are reminded that section 159 of the Securities Rules allows insiders of certain reporting issuers to file insider reports required by the laws of another jurisdiction instead of Form 36 or BCF#55-901F.
Appendix B is a table of concordance showing all instruments re-issued under the new numbering system, including those re-issued before the streamlining project began. This table will be updated monthly as the project continues.
April 26, 2001
Brent W. Aitken
Member Steve Wilson
Executive Director
This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or the Historical Documents database.
Appendix A
List of Instruments Issued on April 26, 2001
New Number Title Old Number
BCI#13-501 Filing BC Form 45-902F (Formerly Form 20) By Facsimile BOR#97/13
BCF#15-904F Endorsement of Warrant Form 40
BCN#13-701 Mutual Reliance Review System - Memorandum of Understanding NIN#99/37
BCP#31-601 Registration Requirements LPS 3-16 LPS 3-22
BCIN#33-703 Dealers and their Salespersons NIN#97/30
BCI#32-501 Advising And Related Trading Under An Exemption BORs #95/15, 95/16 & 96/20
BCI#33-504 Exemption From Section 80(2) Of The Securities Rules BOR#88/11
BCIN#33-702 Powers of Attorney and Trading Authorities - Registrants’ Duties NIN#95/7
BCF#43-901F Technical Report on Oil and Gas Properties Form 55
BCI#45-512 Real Estate Securities BOR#97/1
BCI#45-513 Resale Relief for Eligible Real Estate Securities BOR#97/3
BCN#45-702 Exemptive Relief for Certain Real Estate Securities NIN#97/5
BCF#45-902F Report of Exempt Distribution Form 20
BCF#45-903F1 Acknowledgment of Individual Purchaser Form 20A(IP)
BCF#45-903F2 Acknowledgment of Purchaser that is not an Individual Form 20A(NIP)
BCF#45-904F Offering Memorandum Form 43
BCF#45-905F Offering Memorandum - Immigrant Investor Program Form 43A
BCF#45-906F Offering Memorandum - Real Estate Securities Form 43B
BCF#51-902F Personal Information for Directors, Officers, Promoters & Control Persons Form 4B
BCF#55-901F Insider Report Form 36
BCF#81-901F Information Required to be included in the Financial Statements of a Mutual Fund Form 52
BCF#91-903F Risk Disclosure Statement (Exchange Contracts) Form 66
Appendix B
Table of Concordance as of April 26, 2001
Old Number
Old Title
Replaced by New Number
NIN#91/17
Section 203(3)(b) of the Company Act - Consent by the Superintendent of Brokers to the Waiver of the Appointment of an Auditor for a Subsidiary Corporation
BCN#12-701
NIN#91/21
Accounting for Business Combinations and Corporate Reorganizations
BCIN#52-701
NIN#93/12
Restriction Applicable to the Solicitation of Expressions of Interest under BOR#91/7 and BOR#93/1
NI 44-101
NIN#95/7
Powers of Attorney and Trading Authorities - Registrants’ Duties
BCIN#33-702
NIN#97/5
Exemptive Relief for Certain Real Estate Securities
BCN#45-702
NIN#97/6
Permission under Section 35(1)(c) of the Securities Act
BCN#47-701
NIN#97/11
Meaning of "Fully Managed" Accounts
BCIN#45-701
NIN#97/30
Dealers and their Salespersons
BCIN#33-703
NIN#97/39
Registration to Act as an Adviser or to Trade in Securities or Exchange Contracts
BCIN#33-701 and BCIN#31-701
NIN#98/56
Trading by Registrants under Certain Prospectus and Registration Exemptions
BCIN#33-701 and BCIN#31-701
NIN#99/7
Permission to Make Written Listing Representations
BCN#47-701
NIN#99/37
Mutual Reliance Review System - Memorandum of Understanding
BCN#13-701
NIN#99/53
Report on Changes in the Regulation of Segregated Funds and Mutual Funds
BCN#81-701
BOR#87/29
A Policy of the Toronto Stock Exchange on Small Shareholder Selling and Purchase Arrangements
NI 32-101
BOR#87/30
A Policy of the Montreal Exchange on Small Shareholder Selling and Purchase Arrangements
NI 32-101
BOR#88/2
The Definition of "Exchange Issuer"
BCI#14-501
BOR#88/11
Exemption From Section 80(2) Of The Securities Rules
BCI#33-504
BOR#89/1
The Registration of Persons Trading in IOCC Options
BCI#22-501
BOR#90/2
Trades in Shares Issued in accordance with the Employee Investment Act
BCI#45-511
BOR#90/4
Trades in Registered Educational Savings Plans
BCI#45-510
BOR#91/2
Rules for Shelf Prospectus Offerings and for Pricing Offerings After the Prospectus is Receipted
IR 44-802 and IR 44-803
BOR#91/7
The Multijurisdictional Disclosure System
IR 71-801
BOR#91/8
The Registration of Persons Trading in TCO Commodity Options
BCI#22-501
BOR#91/10
First Renewal Prospectuses Filed by Mutual Funds Under National Policy Statement No. 36
BCI#81-503
BOR#92/1
Fees Payable by Members of the Press for a Subscription to the Weekly Summary and for Search of a File
BCI#11-501
BOR#93/1
The Prompt Offering Qualification System
IR 44-801
BOR#95/5
Filing Insider Reports by Facsimile
BCI#55-501
BOR#95/6
Continuing Relief From Certain Registration Requirements
BCI#33-502
BOR#95/9
Continuing Relief for Financial Statements of Certain Foreign Issuers
BCI#52-503
BOR#95/15
Advising And Related Trading Under An Exemption
BCI#32-501
BOR#95/16
Advising And Related Trading Under An Exemption
BCI#32-501
BOR#96/15
Trades in Options to Consultants
BCI#45-507
BOR#96/16
Further Continuing Relief for Financial Statements of Certain Foreign Issuers and the Prompt Offering Qualification System
IR 44-801
BOR#96/17
Mutual Funds and the Purchases and Sales of Certain Debt Securities From and to the Accounts of Responsible Persons
BCI#81-504
BOR#96/20
Advising And Related Trading Under An Exemption
BCI#32-501
BOR#97/1
Real Estate Securities
BCI#45-512
BOR#97/3
Resale Relief for Eligible Real Estate Securities
BCI#45-513
BOR#97/4
Trust Companies, Insurers and Portfolio Managers in Other Provinces and Territories of Canada and Foreign Portfolio Managers
BCI#45-504
BOR#97/6
Further Continuing Relief for Financial Statements of Certain Foreign Issuers
BCI#52-503
BOR#97/7
Take Over Bids and Going Private Transactions
BCI#62-501
BOR#97/10
Further Transitional Relief Relating to Transactions Between a Mutual Fund and Non-Participating Affiliates of its Responsible Persons
BCI#81-504
BOR#97/13
Filing BC Form 45-902F (Formerly Form 20) By Facsimile
BCI#13-501
BOR#98/1
The Hold Period for Securities Issued by an Exchange Issuer Under Section 74(2)(18) of the Securities Act
BCI#45-508
BOR#98/5
Mutual Funds and the Purchase and Sale of Mortgages From and to the Account of Responsible Persons
BCI#81-504
BOR#98/7
System for Shorter Hold Period with an Annual Information Form
BCI#45-506
BOR#98/14
The Multijurisdictional Disclosure System
BCI#71-501
BOR#99/2
Short Form Offerings of Listed Securities and Units by Qualifying Issuers
BCI#45-509
CCA BOR#89/7
In the Matter of the Recognition of Commodity Exchanges Situated Outside the Province of British Columbia
BCI#22-501
Form 1
Summons to attend before an investigator under section 144 of the Act
BCF#15-901F
Form 1A
Demand for production under section 144 of the Act
BCF#15-902F
Form 2
Affidavit of service
BCF#15-903F
Form 3
Application for registration as dealer, adviser or underwriter
BCF#31-901F
Form 4
Uniform application for registration / approval (BC)
BCF#31-902F
Form 4B
Personal Information for Directors, Officers, Promoters & Control Persons
BCF#51-902F
Form 4Z
Consent to a criminal records check
BCF#31-903F
Form 5
Uniform application for renewal of registration
BCF#31-904F
Form 7
Application for amendment of registration as dealer, adviser or underwriter
BCF#31-905F
Form 7A
Application for transfer/change of status
BCF#31-906F
Form 7X
Addendum to BC Form 31-905
BCF#35-901F
Form 7Z
Uniform Termination Notice (BC)
BCF#33-901F
Form 8
Summons for an examination under section 38 (c) of the Act
BCF#34-901F
Form 9
Joint regulatory financial questionnaire and report
BCF#33-902F
Form 9A
Report of risk adjusted capital
BCF#33-903F
Form 12
Information Required in Prospectus of Industrial Issuer
BCF#41-601F
Form 12A
Information Required in Prospectus of Junior Industrial Issuer
BCF#41-601F
Form 12B
Information Required in Exchange Offering Prospectus of an Industrial Issuer
BCF#41-601F
Form 13
Information Required in Prospectus of Finance Issuer
BCF#41-601F
Form 14
Information Required in Prospectus of an Industrial Issuer - Natural Resource Issuer
BCF#41-601F
Form 14A
Information Required in Prospectus of a Natural Resource Issuer
BCF#41-601F
Form 14B
Information Required in Exchange Offering Prospectus of a Natural Resource Issuer
BCF#41-601F
Form 20
Report of Exempt Distribution
BCF#45-902F
Form 20A(IP)
Acknowledgment of Individual Purchaser
BCF#45-903F1
Form 20A(NIP)
Acknowledgment of Purchaser that is not an Individual
BCF#45-903F2
Form 27
Material change report under section 85 (1) of the Securities Act
BCF#53-901F
Form 36
Insider Report
BCF#55-901F
Form 40
Endorsement of Warrant
BCF#15-904F
Form 43
Offering Memorandum
BCF#45-904F
Form 43A
Offering Memorandum - Immigrant Investor Program
BCF#45-905F
Form 43B
Offering Memorandum - Real Estate Securities
BCF#45-906F
Form 43C
Offering Memorandum - Mortgages
BCF#45-901F
Form 50
Contents of Simplified Prospectus
81-101F
Form 51
Contents of Annual Information Form
81-101F2
Form 52
Information Required to be included in the Financial Statements of a Mutual Fund
BCF#81-901F
Form 54
Technical Report on Mineral Properties Excluding Oil and Gas
43-101F1
Form 55
Technical Report on Oil and Gas Properties
BCF#43-901F
Form 58
Information statement required under section 46 (g) of the Act
BCF#32-901F
Form 60
Subordination agreement
BCF#33-904F
Form 61
Quarterly Report
BCF#51-901F
Form 62
Report of working capital
BCF#33-905F
Form 63
Statement of financial condition (audited)
BCF#33-906F
Form 66
Risk Disclosure Statement (Exchange Contracts)
BCF#91-903F
Form 69
Conflict of interest rules statement
BCF#33-907F
Form 70
Statement and undertaking
BCF#33-908F
LPS 3-02
Prospectus Filing Requirements
LP#41-601
LP#41-601
Prospectus Filing Requirements
BCP#41-601
LPS 3-12
Rules for Proceedings
BCP#15-601
LPS 3-16
Registration Requirements
BCP#31-601
LPS 3-22
Registration Requirements
BCP#31-601
LPS 3-34
Application for Non Reporting Status
BCI#11-502
LPS 3-44
Recognition of Self Regulatory Body, Exchanges and Jurisdictions
BCP#21-601
NP 1
Clearance of National Issues
NP 43-201
NP 2-A
Guide For Engineers, Geologists and Prospectors Submitting Reports on Mining Properties to Canadian Provincial Securities Administrators
NI 43-101
NP 12
Disclosure of "Market Out" Clauses in Underwriting Agreements in Prospectuses
NI 41-101
NP 13
Disclaimer Clause on Prospectus
NI 41-101
NP 17
Violations of Securities Laws of Other Jurisdictions - Conduct Affecting Fitness for Continued Registration
NP 34-201
NP 18
Conflict of Interest - Registrants Acting as Corporate Directors
MLP 34-202
NP 32
Prospectus Warning Re: Scope of Distribution
NI 41-101
NP 35
Purchaser's Statutory Rights
NI 41-101
NP 36
Mutual Funds - Simplified Prospectus Disclosure System
NI 81-101
NP 37
Reciprocal Cease Trading Orders
NP 62-201
NP 38
Take-Over Bids - Defensive Tactics
NP 62-202
NP 39
Mutual Funds
NI 81-102
NP 44
Rules for Shelf Prospectus Offerings
NI 44-102, NI 44-103, 44-102CP, and 44-103CP
NP 45
Multijurisdictional Disclosure System
NI 71-101
NP 47
Prompt Offering Qualification System
NI 44-101