Securities Law

BCN 2003/09 - BC Instrument 33-507 - Temporary exemption for using past registration forms [BCN - Rescinded]

Published Date: 2003-02-28
Effective Date: 2003-02-28

The Executive Director has granted an exemption to Multilateral Instrument 33-109 Registration Information to allow the use of alternative registrations forms until March 28, 2003. Persons relying on the exemption must still comply with MI 33-109’s requirements to submit information through the National Registration Database

Substance and Purpose
BCI 33-507 permits a person to use the following registration forms until March 28, 2003:

  • 31-902F for an application for registration of an individual;
  • 31-903F for a consent to a criminal records check;
  • 31-905F for an application to amend the registration of a dealer, adviser, or underwriter; and
  • 31-906F for an application to change or transfer the status of an individual.

Questions
Questions may be referred to:

Anthony Wong
Senior Legal Counsel
Legal and Market Initiatives
British Columbia Securities Commission
(604) 899-6777
or 1-800-373-6393 (in B.C. and Alberta)
awong@bcsc.bc.ca

February 28, 2003

 

Steve Wilson
Executive Director

Ref:  MI 33-109

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the Commission Documents database or the Historical Documents database.