Securities Law

BCN 2009/17 - Notice of Amendments to Securities Regulation [BCN - Lapsed]

Published Date: 2009-09-25
Rescinded Date: 2012-07-18
Related Document(s):

On September 16, 2009, the Lieutenant Governor in Council made an order-in-council to amend the Securities Regulation effective September 28, 2009.

The amendments to the Regulation:  

  • add a fee for registration of investment fund managers
  • support the new national registration rule, National Instrument 31-103 Registration Requirements and Exemptions, and the passport system for registrants
  • eliminate obsolete registration fees
  • replace a reference to section 74(2)(7) of the Securities Act (which is concurrently being repealed) with a reference to section 2.1 of National instrument 45-106 Prospectus and Registration Exemptions
  • remove references to section 139 of the Securities Rules which is concurrently being repealed
  • repeal section 28 which is not necessary because it is covered by agreements between the Commission and the Investment Industry Regulatory Organization of Canada
  • make consequential changes 

Where to find Amendments

The text of the regulation amendments (B.C. Reg. 225/2009) is attached.

 

Questions

Please refer any questions to:

 

Anne Hamilton

Senior Legal Counsel

British Columbia Securities Commission

604-899-6716

ahamilton@bcsc.bc.ca

 

September 25, 2009

 

 

 

 

Brent W. Aitken

Acting Chair

 

 

Ref:   B.C. Reg. 225/2009

Securities Regulation, ss. 1, 22, 24 and 27

 

This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the section Securities Law & Policy: Policies & Instruments.