Securities Law

BCN 2009/28 - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Form 31-103F1, and Companion Policy 31-103CP and Proposed Amendments to Form 33-109F6 Firm Registration [BCN - Lapsed]

Published Date: 2009-10-23
Rescinded Date: 2012-07-13
Related Document(s):

Concurrently Published:

Substance and purpose of the proposed amendments
The Canadian Securities Administrators (CSA), except the Autorité des marchés financiers and the New Brunswick Securities Commission, are publishing for comment proposed amendments to:

  • National Instrument 31-103 Registration Requirements and Exemptions
  • Form 31-103F1 Calculation of Excess Working Capital
  • Companion Policy 31-103CP Registration Requirements and Exemptions
  • Form 33-109F6 Firm Registration

The attached CSA notice describes what we and other members of the CSA are proposing. The CSA notice also explains that the Autorité des marchés financiers and the New Brunswick Securities Commission intend to publish the proposed amendments, in French and English, during the first quarter of 2010.

The primary purpose of these changes is to accommodate the changeover to International Financial Reporting Standards.

The CSA notice describes where you can direct your comments relating to the proposed instruments.  We will consider all comments received by January 21, 2010.

Questions
You may refer questions to:

Manuele Albrino
Associate Chief Accountant
British Columbia Securities Commission
(604)899-6641 or (800) 373-6393 (toll free in Canada)
malbrino@bcsc.bc.ca

Janice Leung
Senior Securities Examiner, Capital Markets Regulation
British Columbia Securities Commission
(604) 899-6752 or (800) 373-6393 (toll free in Canada)
jleung@bcsc.bc.ca

Leslie Rose
Senior Legal Counsel, Corporate Finance
British Columbia Securities Commission
(604) 899-6654 or (800) 373-6393 (toll free in Canada)
lrose@bcsc.bc.ca


October 23, 2009


Brenda M. Leong
Chair


This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at
 www.bcsc.bc.ca in the Policies & Instruments or Historical Policies & Instruments sections of the website.