Securities Law

BCN 2011/11 - Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Companion Policy 31-103CP Registration Requirements and Exemptions [BCN - Lapsed]

Published Date: 2011-05-13
Rescinded Date: 2011-11-25
Related Document(s):

Concurrently Published:

In the attached notice, the Canadian Securities Administrators are publishing for comment amendments to National Instrument 31-103 Registration Requirements and Exemptions and its companion policy relating to exemptions for SRO members and their dealing representatives.

Questions

You may refer questions to:

Sarah Corrigall-Brown
Senior Legal Counsel, Capital Markets Regulation
British Columbia Securities Commission
(604) 899-6378
(800) 373-6393 (toll free across Canada)

Mark Wang
Manager, Legal Services
British Columbia Securities Commission
(604) 899-6658
(800) 373-6393 (toll free across Canada)

May 13, 2011

 


Brenda M. Leong
Chair


This Notice may refer to other documents. These documents can be found at the B.C. Securities Commission public website at www.bcsc.bc.ca in the section Securities Law & Policy: Policies & Instruments.