BCN 2011/31 - Advance Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP [BCN - Lapsed]
| Published Date: | 2011-11-25 |
|---|---|
| Rescinded Date: | 2012-02-28 |
| Related Document(s): |
Concurrently Published:
- 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI Amendment Advance Notice - Lapsed]
- 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations [CP Amendment Advance Notice - Lapsed]
In the attached advance notice, the Canadian Securities Administrators announce the expected adoption, effective February 28, 2012, of amendments to exemptions for SRO members and their dealing representatives in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its companion policy.
You may refer questions to:
Sarah Corrigall-Brown
Senior Legal Counsel, Capital Markets Regulation
British Columbia Securities Commission
(604) 899-6378
(800) 373-6393 (toll free across Canada)
Mark Wang
Manager, Legal Services
British Columbia Securities Commission
(604) 899-6658
(800) 373-6393 (toll free across Canada)
November 25, 2011
Brenda M. Leong
Chair