BCN 2012/13 - Notice and Second Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its Companion Policy [BCN - Lapsed]
| Published Date: | 2012-06-14 |
|---|---|
| Rescinded Date: | 2013-03-28 |
| Related Document(s): |
Concurrently Published:
- 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI Amendment Proposed - Lapsed]
- 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI Blackline Amendment Proposed - Lapsed]
- 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations [CP Blackline Amendment Proposed - Lapsed]
In the attached notice, the Canadian Securities Administrators are publishing for comment for a second time amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, and its companion policy, relating to cost disclosure, performance reporting and client statements.
Questions
You may refer questions to:
Sarah Corrigall-Brown
Senior Legal Counsel, Capital Markets Regulation
British Columbia Securities Commission
(604) 899-6378
(800) 373-6393 (toll free across Canada)
Mark Wang
Manager, Legal Services
British Columbia Securities Commission
(604) 899-6658
(800) 373-6393 (toll free across Canada)
June 14, 2012
Brenda M. Leong
Chair
This Notice may refer to other documents. You can find these documents on the B.C. Securities Commission public website at www.bcsc.bc.ca in the section Securities Law & Policy: Policies & Instruments.