11-341 - Withdrawal of Staff Notices [CSA Staff Notice]
| Published Date: | 2019-03-07 |
|---|---|
| Effective Date: | 2019-03-07 |
| Document(s): |
CSA
Staff Notice 11-341
Withdrawal of Staff Notices
March 7, 2019
This notice formally withdraws a number of CSA staff notices. In general, the withdrawn material will remain available for historical research purposes on the CSA members’ websites that permit comprehensive access to CSA notices.
Staff of the members of the CSA have reviewed a number of CSA staff notices. They have determined that some are outdated, no longer relevant or no longer required. The following CSA staff notices are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately.
CSA Staff Notices
11-319 Extension of Consultation Period - Consultation Paper 25-401: Potential
Regulation of Proxy Advisory Firms
11-322 Extension of Consultation Period – Proposed Amendments to Multilateral
Instrument 62-104 Take-Over Bids and Issuer Bids and National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues; Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, Proposed National Instrument 62-105 Security Holder Rights Plans and Proposed Companion Policy 62-105CP Security Holder Rights Plans
11-327 Extension of Consultation Period - Draft Notice 25-201 relating to Guidance
for Proxy Advisory Firms
21-304 Request for Filing of Form 21-101F5 Initial Operation Report for Information
Processor by Interested Information Processors
21-306 Notice of Filing of Forms 21-101F5 Initial Operation Report for Information
Processor – Extension of comment period
23-301 Electronic Audit Trails
23-302 Electronic Audit Trail Initiative (TREATS)
23-304 Status of the Transaction Reporting and Electronic Audit Trail System
(TREATS)
23-306 Status of the Transaction Reporting and Electronic Audit Trail System
(TREATS)
- 2 –
31-339 Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from
Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
31-341 Omnibus/Blanket Orders Exempting Registrants from Certain CRM2
Provisions of National Instrument 31-103 Registration Requirements,
Exemptions and Ongoing Registrant Obligations
33-305 Sale of Insurance Products by Dually Employed Salespersons
45-311 Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Business
45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify
Purchasers as Registrants or Insiders in Reports of Exempt Distribution
81-320 Update on International Financial Reporting Standards for Investment Funds
81-325 Status Report on Consultation under CSA Notice 81-324 and Request for
Comment on Proposed CSA Mutual Fund Risk Classification Methodology for
Use in Fund Facts
81-326 Update on an Alternative Funds Framework for Investment Funds
Questions
Please refer your questions to any of the following people:
Samir Sabharwal
Alberta Securities Commission
Tel: 403 297-7389
samir.sabharwal@asc.ca
Gordon Smith
British Columbia Securities Commission
Tel: 604 899-6656
Chris Besko
The Manitoba Securities Commission
Tel: 204 945-2561
Sylvia Pateras
Autorité des marchés financiers
Tel: 514 395-0337, extension 2536 sylvia.pateras@lautorite.qc.ca
Sonne Udemgba
Financial and Consumer Affairs Authority
of Saskatchewan
Tel: 306 787-5879
Simon Thompson
Ontario Securities Commission
Tel: 416 593-8261
- 3 -
Alicia W.
F. Love
Financial and Consumer Services Commission (New Brunswick)
Tel: 506 658-2648
Steven
Dowling
Securities Division, Prince Edward Island
Tel: 902 368-4551
Jeremy Walsh
Office of the Superintendent of Securities
Northwest Territories
Tel: 867 767-9260, extension 82205
Renee Dyer
Office of the Superintendent of Securities,
Service NL
Tel: 709 729-4909