Securities Law

11-101 - Principal Regulator System [MI - Rescinded]

Published Date: 2005-08-26
Effective Date: 2005-09-19
Rescinded Date: 2005-12-30
Document(s):

Concurrently Published:

PART 1            DEFINITIONS

1.1                   Definitions
1.2                   Language of documents - Québec 

PART 2            PRINCIPAL REGULATOR

2.1                   Principal regulator for continuous disclosure
2.2                   Notice of principal regulator for continuous disclosure
2.3                   Notice of change of principal regulator for continuous disclosure
2.4                   Principal regulator for prospectuses
2.5                   Principal regulator for registration
2.6                   Notice of principal regulator for registration
2.7                   Notice of change of principal regulator for registration
2.8                   Administrative change of principal regulator 

PART 3            CONTINUOUS DISCLOSURE EXEMPTION

3.1                   Application
3.2                   Continuous disclosure exemption
3.3                   Meaning of independence in NI 58-101 

PART 4            PROSPECTUS-RELATED EXEMPTIONS

4.1                   Application
4.2                   National prospectus rules exemption
4.3                   Local prospectus-related exemption 

PART 5            REGISTRATION-RELATED EXEMPTIONS

5.1                   Interpretation
5.2                   Application
5.3                   Mobility trading exemption - dealer
5.4                   Mobility advising exemption - unrestricted adviser
5.5                   Mobility trading exemption - individual
5.6                   Mobility advising exemption - individual
5.7                   Conditions for mobility exemptions
5.8                   MI 81-104 exemption
5.9                   Notification 

PART 6            EFFECTIVE DATE

6.1                   Effective date 

APPENDIX A CD REQUIREMENTS (UNDER SECTION 3.2)
APPENDIX B LOCAL PROSPECTUS-RELATED REQUIREMENTS (UNDER SECTION 4.3)
APPENDIX C MODIFICATIONS TO OSC RULE 41-501
APPENDIX D NATIONAL PROSPECTUS RULES (UNDER SECTION 4.2)