11-101 - Principal Regulator System [MI - Rescinded]

Concurrently Published:

• 11-101CP - Principal Regulator System [CP - Rescinded]
• 11-101F1 - Notice of principal regulator under Multilateral Instrument 11-101 [F - Rescinded]
• 12-309 - Impact of the MI 11-101 Principal Regulator System on the Mutual Reliance Review System for Exemptive Relief Applications [CSA Notice - Rescinded]
• BCN 2005/43 - Notice of Multilateral Instrument 11-101 Principal Regulator System, Form 11-101F1 Notice of Principal Regulator, and 11-101CP Principal Regulator System, and Consequential Amendments to NP 12-201 Mutual Reliance Review System for Exemptive Relief Applications, NP 43-201 Mutual Reliance Review System for Prospectuses, NI 51-101 Standards of Disclosure for Oil and Gas Activities and MI 81-104 Commodity Pools [BCN - Lapsed]

PART 1            DEFINITIONS

1.1                   Definitions
1.2                   Language of documents - Québec 

PART 2            PRINCIPAL REGULATOR

2.1                   Principal regulator for continuous disclosure
2.2                   Notice of principal regulator for continuous disclosure
2.3                   Notice of change of principal regulator for continuous disclosure
2.4                   Principal regulator for prospectuses
2.5                   Principal regulator for registration
2.6                   Notice of principal regulator for registration
2.7                   Notice of change of principal regulator for registration
2.8                   Administrative change of principal regulator 

PART 3            CONTINUOUS DISCLOSURE EXEMPTION

3.1                   Application
3.2                   Continuous disclosure exemption
3.3                   Meaning of independence in NI 58-101 

PART 4            PROSPECTUS-RELATED EXEMPTIONS

4.1                   Application
4.2                   National prospectus rules exemption
4.3                   Local prospectus-related exemption 

PART 5            REGISTRATION-RELATED EXEMPTIONS

5.1                   Interpretation
5.2                   Application
5.3                   Mobility trading exemption - dealer
5.4                   Mobility advising exemption - unrestricted adviser
5.5                   Mobility trading exemption - individual
5.6                   Mobility advising exemption - individual
5.7                   Conditions for mobility exemptions
5.8                   MI 81-104 exemption
5.9                   Notification 

PART 6            EFFECTIVE DATE

6.1                   Effective date 

APPENDIX A CD REQUIREMENTS (UNDER SECTION 3.2)
APPENDIX B LOCAL PROSPECTUS-RELATED REQUIREMENTS (UNDER SECTION 4.3)
APPENDIX C MODIFICATIONS TO OSC RULE 41-501
APPENDIX D NATIONAL PROSPECTUS RULES (UNDER SECTION 4.2)