11-102 - Passport System [MI - Rescinded]
Published Date: | 2009-09-25 |
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Effective Date: | 2009-09-28 |
Rescinded Date: | 2009-12-23 |
Document(s): |
Concurrently Published:
- 11-102CP - Passport System [CP - Rescinded]
- BCN 2009/16 - Adoption of National Policy 11-204 Process for Registration in Multiple Jurisdictions and Amendments to Multilateral Instrument 11-102 Passport System, Companion Policy 11-102CP Passport System, National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions, and the Securities Rules [BCN]
PART 1 DEFINITIONS
1.1 Definitions
1.2 Language of documents - Québec
PART 2 CONTINUOUS DISCLOSURE
2.1 Exemption from non-harmonized continuous disclosure requirements
PART 3 PROSPECTUS
3.1 Principal regulator for prospectus
3.2 Discretionary change of principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 Exemption from non-harmonized prospectus requirements
3.5 Transition for section 3.3
PART 4 DISCRETIONARY EXEMPTIONS
4.1 Specified jurisdiction
4.2 Principal regulator - general
4.3 Principal regulator - exemptions related to insider reporting and take-over bids
4.4 Principal regulator - head office not in a specified jurisdiction
4.5 Principal regulator - exemption not sought in principal jurisdiction
4.6 Discretionary change of principal regulator for discretionary exemption applications
4.7 Passport application of discretionary exemptions
4.8 Availability of passport for discretionary exemptions applied for before March 17, 2008
PART 4A REGISTRATION
4A.1 Principal regulator for registration
4A.2 Discretionary change of principal regulator for registration
4A.3 Firm registration
4A.4 Individual registration
4A.5 Terms and conditions of registration
4A.6 Suspension
4A.7 Termination
4A.8 Surrender
4A.9 Transition - terms and conditions in non-principal jurisdictions
4A.10 Notice of principal regulator for foreign firm
PART 5 EFFECTIVE DATE
5.1 Effective date
APPENDIX A
Non-harmonized continuous disclosure provisions
APPENDIX B
Prospectus provisions
APPENDIX C
Non-harmonized prospectus provisions
APPENDIX D
Equivalent provisions