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Securities Law

11-102 - Passport System [MI - Rescinded]

Published Date: 2009-09-25
Effective Date: 2009-09-28
Rescinded Date: 2009-12-23
Document(s):

Concurrently Published:

PART 1 DEFINITIONS

1.1 Definitions
1.2 Language of documents - Québec

PART 2 CONTINUOUS DISCLOSURE

2.1 Exemption from non-harmonized continuous disclosure requirements

PART 3 PROSPECTUS

3.1 Principal regulator for prospectus
3.2 Discretionary change of principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 Exemption from non-harmonized prospectus requirements
3.5 Transition for section 3.3

PART 4 DISCRETIONARY EXEMPTIONS

4.1 Specified jurisdiction
4.2 Principal regulator - general
4.3 Principal regulator - exemptions related to insider reporting and take-over bids
4.4 Principal regulator - head office not in a specified jurisdiction
4.5 Principal regulator - exemption not sought in principal jurisdiction
4.6 Discretionary change of principal regulator for discretionary exemption applications
4.7 Passport application of discretionary exemptions
4.8 Availability of passport for discretionary exemptions applied for before March 17, 2008

PART 4A REGISTRATION

4A.1 Principal regulator for registration
4A.2 Discretionary change of principal regulator for registration
4A.3 Firm registration
4A.4 Individual registration
4A.5 Terms and conditions of registration
4A.6 Suspension
4A.7 Termination
4A.8 Surrender
4A.9 Transition - terms and conditions in non-principal jurisdictions
4A.10 Notice of principal regulator for foreign firm

PART 5 EFFECTIVE DATE

5.1 Effective date

APPENDIX A

Non-harmonized continuous disclosure provisions

APPENDIX B

Prospectus provisions

APPENDIX C

Non-harmonized prospectus provisions

APPENDIX D

Equivalent provisions