Securities Law

11-102CP - Passport System [CP Blackline Amendment Advance Notice - Lapsed]

Published Date: 2008-12-19
Rescinded Date: 2012-07-09
Document(s):

Concurrently Published:

Companion Policy 11-102CP Passport System


PART 1 GENERAL
1.1 Definitions
1.2 Additional definitions
1.3 Purpose
1.4 Language of documents - Québec

PART 2 CONTINUOUS DISCLOSURE  (Repealed)
2.1 Exemption from non-harmonized continuous disclosure provisions

PART 3 PROSPECTUS
3.1 Principal regulator for prospectus
3.2 Discretionary change in principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 Exemption from non-harmonized prospectus provisions  (Repealed)
3.5 Transition for section 3.3

PART 4 DISCRETIONARY EXEMPTIONS
4.1  Application
4.2 Principal regulator for discretionary exemption applications
4.3 Discretionary change of principal regulator for discretionary exemption applications
4.4 Passport application of discretionary exemptions
4.5 Availability of passport for discretionary exemptions applied for before March 17, 2008

PART 5 EFFECTIVE DATE
5.1 Effective date

PART 6 REGISTRATION
6.1 Application
6.2 Registration by SRO
6.3 Principal regulator for registration
6.4 Discretionary change of principal regulator for registration
6.5  Registration
6.6 Terms and conditions of registration
6.7 Suspension
6.8  Termination
6.9 Surrender
6.10 Transition - terms and conditions in non-principal jurisdiction
6.11 Transition - notice of principal regulator for foreign firm

Appendix A
CD requirements under MI 11-101