11-102CP - Passport System [CP Blackline Amendment Advance Notice - Lapsed]
| Published Date: | 2009-07-17 |
|---|---|
| Effective Date: | 2009-09-28 |
| Rescinded Date: | 2009-09-25 |
| Document(s): |
Concurrently Published:
Schedule C
Companion Policy 11-102CP Passport System
PART 1 GENERAL
1.1 Definitions
1.2 Additional definitions
1.3 Purpose
1.4 Language of documents - Québec
PART 2 CONTINUOUS DISCLOSURE (Repealed)
2.1 Exemption from non-harmonized continuous disclosure provisions
PART 3 PROSPECTUS
3.1 Principal regulator for prospectus
3.2 Discretionary change in principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 Exemption from non-harmonized prospectus provisions (Repealed)
3.5 Transition for section 3.3
PART 4 DISCRETIONARY EXEMPTIONS
4.1 Application
4.2 Principal regulator for discretionary exemption applications
4.3 Discretionary change of principal regulator for discretionary exemption applications
4.4 Passport application of discretionary exemptions
4.5 Availability of passport for discretionary exemptions applied for before March 17, 2008
PART 4A REGISTRATION
4A.1 Application
4A.2 Registration by SRO
4A.3 Principal regulator for registration
4A.4 Discretionary change of principal regulator for registration
4A.5 Registration
4A.6 Terms and conditions of registration
4A.7 Suspension
4A.8 Termination
4A.9 Surrender
4A.10 Transition - terms and conditions in non-principal jurisdiction
4A.11 Transition - notice of principal regulator for foreign firm
PART 5 EFFECTIVE DATE
5.1 Effective date
Appendix A
CD requirements under MI 11-101