Securities Law

11-205 - Process for Designation of Credit Rating Organizations in Multiple Jurisdictions [NP Proposed - Lapsed]

Published Date: 2010-07-16
Rescinded Date: 2012-04-20
Document(s):

Concurrently Published:

PART 1      APPLICATION
1.Application
PART 2DEFINITIONS
2.Definitions
3.Further Definitions
PART 3OVERVIEW, PRINCIPAL REGULATOR AND GENERAL GUIDELINES
4.Overview
5.Passport Application
6.Dual Application
7.Principal regulator for an application
8.Discretionary change in principal regulator
PART 4FILING MATERIALS
9.Election to file under this policy and identification of principal regulator
10.Materials to be filed with application
11.Language
12.Materials to be filed to make a designation available in an additional passport jurisdiction under section 4B.6 of MI 11-102
13.Filing
14.Incomplete or deficient material
15.Acknowledgment of receipt of filing
16.Withdrawal or abandonment of application
PART 5REVIEW OF MATERIALS
17.Review of passport application
18.Review and processing of dual application
PART 6DECISION-MAKING PROCESS
19.Passport application
20.Dual application
PART 7DECISION
21.Effect of decision made under passport application
22.Effect of decision made under dual application
23.Listing non-principal jurisdictions
24.Issuance of decision
PART 8EFFECTIVE DATE 
25.Effective date