Securities Law

14-101 - Definitions [NI Amendment Advance Notice - Lapsed]

Published Date: 2008-01-25
Document(s):

Concurrently Published:

1 This Instrument amends National Instrument 14-101 Definitions.

2 Section 1.1(3) is amended by repealing the definition of "person or company" and substituting the following: 

"person or company", for the purpose of a national instrument or multilateral instrument, means,

(a) in British Columbia, a "person" as defined in section 1(1) of the Securities Act (British Columbia);

(b) in New Brunswick, a "person" as defined in section 1(1) of the Securities Act (New Brunswick);

(c) in Prince Edward Island, a "person" as defined in section 1 of the Securities Act (Prince Edward Island);

(d) in Québec, a "person" as defined in section 5.1 of the Securities Act (Québec); and

(e) in Yukon Territory, a "person" as defined in section 1 of the Securities Act (Yukon Territory).

3 Appendix B is amended,

(a) in the text opposite "New Brunswick", by striking out "Security Frauds Prevention Act" and substituting "Securities Act",and

(b) by repealing the text opposite "Québec" and substituting the following:

Securities Act and the regulations under that Act, An Act respecting the Autorité des marchés financiers and the blanket rulings and orders issued by the securities regulatory authority.

4 Appendix C is amended

(a) by repealing the text opposite "New Brunswick" and substituting "New Brunswick Securities Commission",

(b) by repealing the text opposite "Prince Edward Island" and substituting "Superintendent of Securities, Prince Edward Island",

(c) by repealing the text opposite "Québec"and substituting "Autorité des marchés financiers or, where applicable, the Bureau de décision et de révision en valeurs mobilières", and

(d) by repealing the text opposite "Yukon Territory" and substituting "Superintendent of Securities, Yukon Territory".

5 Appendix D is amended

(a) by repealing the text opposite "New Brunswick" and substituting "Executive Director as defined in section 1 of the Securities Act (New Brunswick).",

(b) by repealing the text opposite "Prince Edward Island" and substituting "Superintendent, as defined in section 1 of the Securities Act (Prince Edward Island).",

(c) by repealing the text opposite "Québec"and substituting "Autorité des marchés financiers.", and

(d) by repealing the text opposite "Yukon Territory" and substituting "Superintendent, as defined in section 1 of the Securities Act (Yukon Territory).".

6 This Instrument comes into force on March 17, 2008.