21-501 - Recognition of exchanges, self regulatory bodies, and jurisdictions [BCI - Rescinded]
| Published Date: | 2009-09-25 |
|---|---|
| Effective Date: | 2009-09-28 |
| Rescinded Date: | 2015-05-31 |
| Document(s): |
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Concurrently Published:
British Columbia Securities Commission
BC Instrument 21-501
The British Columbia Securities Commission, considering that do so would not be prejudicial to the public interest, orders that, effective September 28, 2009:
1. the attached BC Instrument 21-501 “Recognition of exchanges, self regulatory bodies, and jurisdictions” is made; and
2. BC Instrument 21-501 “Recognition of exchanges, self regulatory bodies, and jurisdictions”, published on and effective February 1, 2008, is revoked.
September 25, 2009
Brent W. Aitken
Acting Chair
(This part is for administrative purposes only and is not part of the Order)
Authority under which Order is made:
Act and sections:- Securities Act, sections 1(1), 59(2), 171
Other (specify):- National Instruments 21-101 Marketplace Operations, 23-101 Trading Rules and BC Instrument 91-505 Exemption for put and call options
BC Instrument 21-501
Recognition of exchanges, self regulatory bodies, and jurisdictions
Application
1. In this BC Instrument, the Commission recognizes exchanges, self regulatory bodies, and jurisdictions for the purposes of:
(a) sections 1(1), and 59(2) of the Securities Act (the Act);
(b) National Instrument 21-101 Marketplace Operation;
(c) National Instrument 23-101 Trading Rules; and
(d) BC Instrument 91-505 Exemption for put and call options (BCI 91-505).
Recognition and designation of exchanges for various purposes
2. The Commission:
(a) recognizes the TSX Venture Exchange (TSX Venture) for the purpose of the definition of “exchange issuer” in section 1(1) of the Act,
(b) recognizes the exchanges listed in Schedule A under section 59(2) of the Act,
(c) recognizes the TSX Venture, the Toronto Stock Exchange Inc. (TSX) and the Bourse de Montréal Inc. (BdM) for the purposes of BCI 91-505, and
(d) recognizes the TSX and the BdM for the purpose of National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules.
Schedule A - Exchanges recognized under section 59(2) of the Act
Australia
Australian Stock Exchange
(including Sydney Futures Exchange)
Canada
BdM
Winnipeg Commodity Exchange
Europe
Euronext.liffe
Germany/Switzerland
Eurex
Hong Kong
Hong Kong Exchanges and Clearing Limited
Japan
Osaka Securities Exchange
Tokyo Stock Exchange
Tokyo Financial Exchange Inc (TFX)
Singapore
Singapore Exchange Limited (SGX)
South Africa
SAFEX
United Kingdom
ICE Futures
Euronext.liffe
London Metal Exchange (LME)
United States
American Stock Exchange
Boston Stock Exchange (BSE) and its facility, the Boston Options Exchange (BOX)
CBOE Futures Exchange, LLC (CFE)
Chicago Board Options Exchange (CBOE)
Chicago Board of Trade (CBOT)
Chicago Mercantile Exchange (CME)
International Securities Exchange (ISE)
Kansas City Board of Trade (KCBT)
Merchants’ Exchange of St. Louis
Minneapolis Grain Exchange (MGE)
New York Board of Trade and its divisions
- the New York Cotton Exchange (NYCE)
- the Coffee, Sugar & Cocoa Exchange (CSCE)
- the New York Futures Exchange (NYFE)
- FINEX
New York Mercantile Exchange (NYMEX/COMEX)
New York Stock Exchange
OneChicago (OCX)
NYSE Arca, Inc
Philadelphia Board of Trade
Philadelphia Stock Exchang
The Island Futures Exchange (IFLX)