23-101CP - Trading Rules [CP - Rescinded]

Concurrently Published:

• BCN 2007/08 - Adoption of Amendments to NI 21-101 Marketplace Operation and CP 21-101CP Marketplace Operation and NI 23-101 Trading Rules and CP 23-101CP Trading Rules [BCN - Lapsed]

Table of Contents

PART  TITLE

PART 1  INTRODUCTION
1.1  Introduction
1.2  Just and Equitable Principles of Trade

PART 2  APPLICATION OF THE INSTRUMENT
2.1  Application of the Instrument

PART3  MANIPULATION AND FRAUD
3.1  Manipulation and Fraud

PART 4  BEST EXECUTION
4.1  Best Execution

PART 5  REGULATORY HALTS
5.1  Regulatory Halts

PART 6  TRADING HOURS
6.1  Trading Hours

PART 7  MONITORING AND ENFORCEMENT
7.1  Monitoring and Enforcement Requirements Set By a Recognized Exchange or Recognized Quotation and Trade Reporting System
7.2  Monitoring and Enforcement Requirements for an ATS
7.3  Monitoring and Enforcement Requirements for an Inter-Dealer Bond Broker
7.4  Monitoring and Enforcement Requirements for a Dealer Executing Trades of Unlisted Debt Securities Outside of a Marketplace 

PART 8  AUDIT TRAIL REQUIREMENTS
8.1  Audit Trail Requirements
8.2  Transmission of Information to a Regulation Services Provider
8.3  Electronic Audit Trail