Securities Law

24-101CP - Institutional Trade Matching and Settlement [CP - Rescinded]

Published Date: 2009-09-25
Effective Date: 2009-09-28
Rescinded Date: 2010-07-01
Document(s):

Concurrently Published:

Table of Contents

PART                    TITLE

PART 1                INTRODUCTION, PURPOSE AND DEFINITIONS

PART 2                TRADE MATCHING REQUIREMENTS

PART 3                INFORMATION REPORTING REQUIREMENTS

PART 4                REQUIREMENTS FOR MATCHING SERVICE UTILITIES

PART 5                TRADE SETTLEMENT

PART 6                REQUIREMENTS OF SELF-REGULATORY ORGANIZATIONS AND OTHERS

PART 7                TRANSITION