Securities Law

24-101CP - Institutional Trade Matching and Settlement [CP - Rescinded]

Published Date: 2007-04-01
Effective Date: 2007-04-01
Rescinded Date: 2009-09-28
Document(s):

Concurrently Published:

TABLE OF CONTENTS

PART     TITLE

PART 1  INTRODUCTION, PURPOSE AND DEFINITIONS

PART 2  TRADE MATCHING REQUIREMENTS

PART 3 INFORMATION REPORTING REQUIREMENTS

PART 4 REQUIREMENTS FOR MATCHING SERVICE UTILITIES

PART 5 TRADE SETTLEMENT

PART 6 REQUIREMENTS OF SELF-REGULATORY ORGANIZATIONS AND OTHERS

PART 7 TRANSITION