31-102CP - National Registration Database (NRD) [CP Proposed - Lapsed]
COMPANION POLICY 31-102CP TO MULTILATERAL INSTRUMENT 31-102 NATIONAL REGISTRATION DATABASE (NRD)
PART 1 PRODUCTION OF NRD FILINGS
1.1 The securities legislation of several jurisdictions contains a requirement to produce or make available an original or certified copy of information filed under the securities legislation. The securities regulatory authority or the regulator, as applicable, considers that it may satisfy such a requirement in the case of information filed in NRD format by providing a printed copy or other output of the information in readable form that contains or is accompanied by a certification by the regulator that the printed copy or output is a copy of the information filed in NRD format.
PART 2 DATE OF FILING
2.1 The securities regulatory authority takes the view that information filed in NRD format is, for purposes of securities legislation, filed on the day that the transmission of the information to NRD is completed.
PART 3 OFFICIAL COPY OF NRD FILINGS
3.1 For purposes of securities legislation, securities directions or any other related purpose, the securities regulatory authority takes the view that the official record of any information filed in NRD format by an NRD filer is the electronic information stored in NRD.