Securities Law

31-335 - Extension of Interim Relief for Members of the Investment Industry Regulatory Organization of Canada from the Requirement in section 14.2(1) of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations in Respect of the Provision of Relationship Disclosure Information to Existing Clients [CSA Staff Notice - Lapsed]

Published Date: 2013-10-03
Effective Date: 2013-12-31
Rescinded Date: 2015-07-16
Document(s):

Concurrently Published: