Securities Law

33-105 - Underwriting Conflicts [NI - Rescinded]

Published Date: 2009-09-25
Effective Date: 2009-09-28
Rescinded Date: 2015-05-05
Document(s):

Concurrently Published:

 

Table of Contents

PART     TITLE

PART 1 DEFINITIONS, INTERPRETATION AND APPLICATION

1.1 Definitions
1.2 Interpretation
1.3 Application of Instrument

PART 2 RESTRICTIONS ON UNDERWRITING

2.1 Restrictions on Underwriting
2.2 Calculation Rules

PART 3 NON-DISCRETIONARY EXEMPTIONS

3.1 Exemption from Disclosure Requirement
3.2 Exemption from Independent Underwriter Requirement

PART 4 VALUATION REQUIREMENT

4.1 Valuation Requirement

PART 5 EXEMPTION

5.1 Exemption
5.2 Evidence of Exemption

PART 6 EFFECTIVE DATE

6.1 Effective Date

APPENDIX A - EXEMPT SECURITIES

APPENDIX B - [Repealed]

APPENDIX C - REQUIRED INFORMATION