33-105 - Underwriting Conflicts [NI Amendment Advance Notice - Lapsed]
| Published Date: | 2009-07-17 |
|---|---|
| Effective Date: | 2009-09-28 |
| Rescinded Date: | 2009-09-25 |
| Document(s): |
Concurrently Published:
1. National Instrument 33-105 Underwriting Conflicts is amended by this Instrument.
2. Appendix A is repealed and the following in substituted:
NATIONAL INSTRUMENT 33-105
APPENDIX A
EXEMPT SECURITIES
| Jurisdiction | Section Legislation Reference |
| All | Sections 2.20, 2.21, 2.35, 2.38 and 2.39 of National Instrument 45-106 Prospectus and Registration Exemptions |
| All except Ontario | Sections 2.34, 2.36 and 2.37 of National Instrument 45-106 Prospectus and Registration Exemptions |
| Alberta | Section 87(h), (h.1) and (h.2) of the Securities Act (Alberta) |
| Manitoba | Subsection 19(2)(g) and (h) of the Securities Act (Manitoba) |
| Newfoundland and Labrador | Subsections 36(2)(h) and (i) of the Securities Act (Newfoundland and Labrador) |
| Nova Scotia | Clause 41(2)(i) of the Securities Act (Nova Scotia) |
| Ontario | Paragraphs 73(1)(a) and (b) of the Securities Act (Ontario) Sections 2.4 to 2.6 of OSC Rule 45-501 Paragraphs 2.34(2)(b),(d.1),(e) and (f) of National Instrument 45-106 Prospectus and Registration Exemptions |
| Prince Edward Island | Subsection 2(4)(f) and (g) of the Securities Act (Prince Edward Island) |
| Quebec | Section 41 of the Securities Act (Québec) |
| Saskatchewan | Subsection 39(2)(i) and (j) of The Securities Act, 1988 (Saskatchewan) |
3. Except in Ontario, this Instrument comes into force on September 28, 2009.
4. In Ontario, this Instrument comes into force on the later of the following:
(a) September 28, 2009;
(b) the day on which sections 5 and 11, subsection 12(1) and section 13 of Schedule 26 of the Budget Measures Act, 2009 are proclaimed in force.