Securities Law

33-105 - Underwriting Conflicts [NI Amendment Advance Notice - Lapsed]

Published Date: 2009-07-17
Effective Date: 2009-09-28
Rescinded Date: 2009-09-25
Document(s):

Concurrently Published:

1. National Instrument 33-105 Underwriting Conflicts is amended by this Instrument.

2. Appendix A is repealed and the following in substituted: 


NATIONAL INSTRUMENT 33-105

APPENDIX A

EXEMPT SECURITIES

JurisdictionSection Legislation Reference 
AllSections 2.20, 2.21, 2.35, 2.38 and 2.39 of National Instrument 45-106 Prospectus and Registration Exemptions
All except OntarioSections 2.34, 2.36 and 2.37 of National Instrument 45-106 Prospectus and Registration Exemptions
AlbertaSection 87(h), (h.1) and (h.2) of the Securities Act (Alberta)
ManitobaSubsection 19(2)(g) and (h) of the Securities Act (Manitoba)
Newfoundland and LabradorSubsections 36(2)(h) and (i) of the Securities Act (Newfoundland and Labrador)
Nova ScotiaClause 41(2)(i) of the Securities Act (Nova Scotia)
Ontario

Paragraphs 73(1)(a) and (b) of the Securities Act (Ontario)

Sections 2.4 to 2.6 of OSC Rule 45-501

Paragraphs 2.34(2)(b),(d.1),(e) and (f) of National Instrument 45-106 Prospectus and Registration Exemptions

Prince Edward IslandSubsection 2(4)(f) and (g) of the Securities Act (Prince Edward Island)
QuebecSection 41 of the Securities Act (Québec)
SaskatchewanSubsection 39(2)(i) and (j) of The Securities Act, 1988 (Saskatchewan)

3. Except in Ontario, this Instrument comes into force on September 28, 2009.

4.  In Ontario, this Instrument comes into force on the later of the following:

(a)  September 28, 2009;

(b) the day on which sections 5 and 11, subsection 12(1) and section 13 of Schedule 26 of the Budget Measures Act, 2009 are proclaimed in force.