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Securities Law

33-105CP - Underwriting Conflicts [Proposed CP - Lapsed]

Published Date: 1998-02-06
Document(s):

TABLE OF CONTENTS

PART           TITLE                                                                                       PAGE

PART 1        INTRODUCTION                                                                               1

1.1                Purpose                                                                                              1
1.2                General Policy Rationale for the Instrument                                1

PART 2        GENERAL STRUCTURE OF THE INSTRUMENT                      2

2.1                Relationships of Concern                                                              2
2.2                General Requirements of the Instrument                                   3
2.3                Disclosure Obligation                                                                     3
2.4                Independent Underwriter Obligation                                            3

PART 3        EXEMPTION FROM INDEPENDENT UNDERWRITER REQUIREMENT  4

3.1                Exemption from Independent Underwriter Requirement        4

PART 4        COMMENTARY ON RELATIONSHIPS DESCRIBED IN THE INSTRUMENT  6

4.1                Related Issuers                                                                              6
4.2                Connected Issuers                                                                        10
4.3                Issues Relating to "Connected Issuer" Relationships          11

PART 5        APPENDICES                                                                                 13

5.1                Appendices                                                                                     13