33-105CP - Underwriting Conflicts [Proposed CP - Lapsed]
Published Date: | 1998-02-06 |
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Document(s): |
TABLE OF CONTENTS
PART TITLE PAGE
PART 1 INTRODUCTION 1
1.1 Purpose 1
1.2 General Policy Rationale for the Instrument 1
PART 2 GENERAL STRUCTURE OF THE INSTRUMENT 2
2.1 Relationships of Concern 2
2.2 General Requirements of the Instrument 3
2.3 Disclosure Obligation 3
2.4 Independent Underwriter Obligation 3
PART 3 EXEMPTION FROM INDEPENDENT UNDERWRITER REQUIREMENT 4
3.1 Exemption from Independent Underwriter Requirement 4
PART 4 COMMENTARY ON RELATIONSHIPS DESCRIBED IN THE INSTRUMENT 6
4.1 Related Issuers 6
4.2 Connected Issuers 10
4.3 Issues Relating to "Connected Issuer" Relationships 11
PART 5 APPENDICES 13
5.1 Appendices 13