Securities Law

33-506 - Exemption from cold calling restrictions for Registered Dealers [BCI - Rescinded]

Published Date: 2001-10-26
Effective Date: 2001-10-26
Rescinded Date: 2009-09-28

BRITISH COLUMBIA SECURITIES COMMISSION

 

BC INSTRUMENT 33-506

 

The British Columbia Securities Commission, having considered that to do so would not be prejudicial to the public interest, orders that:

1. the attached BC Instrument 33-506 entitled “Exemption from cold calling restrictions for Registered Dealers” is made; and
2. BC Instrument 33-501 is revoked.


October 26, 2001


Douglas M. Hyndman
Chair
 
 

 

(This part for administrative purposes only and is not part of the Order)

 

Authority under which Order is made:

Securities Act, sections49(5) and 171

 

BC INSTRUMENT 33-506

 

Exemption from cold calling restrictions for Registered Dealers

 

Order under section 49(5) of the Securities Act

A person registered as a dealer or a salesperson, partner, director or officer of a dealer is exempt from section 49(2) of the Securities Act.