Securities Law

33-506 - Exemption from cold calling restrictions for registered dealers [BCI Amendment Advance Notice - Lapsed]

Published Date: 2009-07-17
Effective Date: 2009-09-28
Rescinded Date: 2009-09-25
Document(s):

Concurrently Published:

Appendix G

British Columbia Securities Commission

BC Instrument 33-506
Exemption from cold calling restrictions for registered dealers

The British Columbia Securities Commission, considering that to do so would not be prejudicial to the public interest, orders that effective September 28, 2009, BC Instrument 33-506 entitled Exemption from cold calling restrictions for Registered Dealers, dated October 26, 2001 is revoked and the attached BC Instrument 33-506 Exemption from Cold Calling Restrictions for Registered Dealers is made.

 

 

 

 

 

, 2009

 

 


Brent W. Aitken
Acting Chair

 

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(This part for administrative purposes only and is not part of the Order)

Authority under which Order is made:
Act and sections:- Securities Act, section 171
Other (specify):-


 

BC Instrument 33-506
Exemption from Cold Calling Restrictions for Registered Dealers

Order under section 49(5) of the Securities Act


A person registered as a dealer or a dealing representative of a dealer is exempt from section 49(2) of the Securities Act.