33-509 - Exemptions to extend certain NRD submission dates [BCI - Rescinded]
| Published Date: | 2003-05-01 |
|---|---|
| Effective Date: | 2003-04-30 |
| Rescinded Date: | 2003-07-14 |
The Executive Director, having considered it to be in the public interest, orders that effective immediately the attached BC Instrument 33-509 entitled "Exemptions to extend certain NRD submission dates" is made.
April 30, 2003
L.E. Evans, C.A.
Director
________________________________________________________________
(This part is for administrative purposes only and is not part of the Order)
Authority under which Order is made:
Act and sections:- not applicable
Other (specify):-Part 6 of Multilateral Instrument 31-102 National Registration Database
Part 7 of Multilateral Instrument 33-109 Registration Information
BC Instrument 33-509
Exemptions to extend certain NRD submission dates
Order under section 6.1 of Multilateral Instrument 31-102
National Registration Database (MI 31-102)
and section 7.1 of Multilateral Instrument 33-109
Registration Information (MI 33-109)
- A transition firm is exempt from the requirement in section 7.4 of MI 31-102 to submit a completed Form 33-109F3 in NRD format within 30 business days of the NRD access date, if it submits the completed Form 33-109F3 in NRD format by September 30, 2003.
- A transition firm is exempt from the requirements in section 7.6 of MI 31-102 to submit a completed Form 33-109F4 in NRD format within 30 business days of the NRD access date, if it submits the completed Form 33-109F4 in NRD format by September 30, 2003.
- An individual is exempt from the requirement in section 7.9(1)(a) of MI 31-102 to submit a completed Form 33-109F4 in NRD format within 30 business days of the NRD access date, if the individual submits the completed Form 33-109F4 in NRD format by September 30, 2003.
- A registered firm is exempt from the requirements in sections 8.2(c) and 8.3 of MI 33-109 to submit a completed Form 33-109F3 in NRD format within 30 business days of the NRD access date, if it submits the completed Form 33-109F3 in NRD format by September 30, 2003.
- A registered firm is exempt from the requirements in sections 8.2(a) and 8.4 of MI 33-109 to submit a completed Form 33-109F4 in NRD format within 30 business days of the NRD access date, if it submits the completed Form 33-109F4 in NRD format by September 30, 2003.