33-512 - Exemption for Foreign Advisers from the NRD Account Requirements [BCI - Rescinded]
| Published Date: | 2009-09-25 |
|---|---|
| Effective Date: | 2009-09-28 |
| Rescinded Date: | 2009-09-28 |
| Document(s): |
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Concurrently Published:
- BCN 2009/15 - Adoption of National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemptions, BC Interpretation Note 33-706, BC Instrument 33-517 Registration and Prospectus exemption for persons registered under the Mortgage Brokers Act, and consequential amendments to national and local instruments [BCN - Lapsed]
- BCN 2009/15 - Adoption of National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemptions, BC Interpretation Note 33-706, BC Instrument 33-517 Registration and Prospectus exemption for persons registered under the Mortgage Brokers Act, and consequential amendments to national and local instruments [BCN - Lapsed]
British Columbia Securities Commission
BC Instrument 33-512
Exemption for Foreign Advisers from the NRD Account Requirements
The Executive Director, considering that to do so would not be prejudicial to the public interest, orders that BC Instrument 33-512 entitled Exemption for Foreign Advisers from the NRD Account Requirements, dated November 23, 2003 is revoked, effective September 28, 2009.
September 17, 2009
Brenda M. Leong
Executive Director
(This part for administrative purposes only and is not part of the Order)
Authority under which Order is made:
Act and sections:- Securities Act, section 171
Other (specify):-