33-515 - Exemption from financial statement, capital, and bonding requirements for IDA members [BCI - Rescinded]
| Published Date: | 2005-06-21 |
|---|---|
| Effective Date: | 2005-06-21 |
| Rescinded Date: | 2009-09-28 |
Concurrently Published:
The Executive Director, having considered it would not be prejudicial to the public interest, orders that the attached BC Instrument 33-515 entitled “Exemption from financial statement, capital, and bonding requirements for IDA members” is made.
June 21, 2005
L.E. Evans, C.A.
Director, Capital Markets Regulation
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(This part is for administrative purposes only and is not part of the Order)
Authority under which Order is made:
Act and sections: Securities Act, section 48(1)
Other (specify):
BC Instrument 33-515
Exemption from financial statement, capital, and bonding requirements for IDA members
Order Under Section 48(1) of the Securities Act
A registrant that is a member of the Investment Dealers Association of Canada (IDA) is exempt from sections 19(1), 19(2), 21, 22, 41(1)(b), 41(2), 69, 70(1), 70(2) and 70(4) to (7) of the Securities Rules if it complies with the bylaws, rules, or other regulatory instruments and policies of the IDA relating to capital, financial filings, and bonding.