33-515 - Exemption from financial statement, capital and bonding requirements for IDA members [BCI Amendment Advance Notice - Lapsed]
| Published Date: | 2009-07-17 |
|---|---|
| Effective Date: | 2009-09-28 |
| Rescinded Date: | 2009-09-25 |
| Document(s): |
Concurrently Published:
Appendix O
British Columbia Securities Commission
BC Instrument 33-515
Exemption from financial statement, capital and
bonding requirement for IDA members
The Executive Director, considering that to do so would not be prejudicial to the public interest, orders that effective September 28, 2009, BC Instrument 33-515 entitled Exemption from financial statement, capital and bonding requirement for IDA members, dated June 25, 2005 is revoked and the attached BC Instrument 33-515 Exemption from capital and bonding requirements for Investment Industry Regulatory Organization of Canada members is made.
, 2009
Brenda M. Leong
Executive Director
(This part for administrative purposes only and is not part of the Order)
Authority under which Order is made:
Act and sections:- Securities Act, section 171
Other (specify):-
BC Instrument 33-515
Exemption from capital and bonding requirements for
Investment Industry Regulatory Organization of Canada members
Order under Section 48(1) of the Securities Act
A registrant that is a member of the Investment Industry Regulatory Organization of Canada (IIROC) is exempt from sections 19(1), 19(2), 21 and 22 of the Securities Rules if it complies with the bylaws, rules, or other regulatory instruments and policies of IIROC relating to capital and bonding.