Securities Law

51-102 - Continuous Disclosure Obligations [NI Blackline Amendment Proposed - Lapsed]

Published Date: 2009-09-25
Rescinded Date: 2011-01-01
Document(s):

Concurrently Published:

PART 1 DEFINITIONS AND INTERPRETATION

1.1 Definitions and Interpretation

PART 2 APPLICATION

2.1 Application

PART 3 LANGUAGE OF DOCUMENTS

3.1 French or English

3.2 Filings Translated into French or English

PART 4 FINANCIAL STATEMENTS

4.1 Comparative Annual Financial Statements and Audit

4.2 Filing Deadline for Annual Financial Statements

4.3 Interim Financial Statements Report

4.4 Filing Deadline for an Interim Financial Statements Report

4.5 Approval of Financial Statements

4.6 Delivery of Financial Statements

4.7 Filing of Financial Statements After Becoming a Reporting Issuer

4.8 Change in Year-End

4.9 Change in Corporate Structure

4.10 Reverse Takeovers

4.11 Change of Auditor

PART 4A FORWARD-LOOKING INFORMATION

4A.1 Application

4A.2 Reasonable Basis

4A.3 Disclosure

PART 4B FOFI AND FINANCIAL OUTLOOKS

4B.1 Application

4B.2 Assumptions

4B.3 Disclosure

PART 5 MANAGEMENT’S DISCUSSION & ANALYSIS

5.1 Filing of MD&A

5.2 Filing of MD&A and Supplement for SEC Issuers

5.3 Additional Disclosure for Venture Issuers Without Significant Revenue

5.4 Disclosure of Outstanding Share Data

5.5 Approval of MD&A

5.6 Delivery of MD&A

5.7 Additional Disclosure for Reporting Issuers with Significant Equity Investees

5.8 Disclosure Relating to Previously Disclosed Material Forward-Looking Information

PART 6 ANNUAL INFORMATION FORM

6.1 Requirement to File an AIF

6.2 Filing Deadline for an AIF

6.3 [Repealed]

PART 7 MATERIAL CHANGE REPORTS

7.1 Publication of Material Change

PART 8 BUSINESS ACQUISITION REPORT

8.1 Interpretation and Application

8.2 Obligation to File a Business Acquisition Report and Filing Deadline

8.3 Determination of Significance

8.4 Financial Statement Disclosure for Significant Acquisitions

8.5 [Repealed]

8.6 Exemption for Significant Acquisitions Accounted for Using the Equity Method

8.7 [Repealed]

8.8 Exemption for Significant Acquisitions if Financial Year End Changed

8.9 Exemption from Comparatives if Financial Statements Not Previously Prepared

8.10 Acquisition of an Interest in an Oil and Gas Property

8.11 Exemption for Step-By-Step Acquisitions Multiple Investments in the Same Business

8.12 Exemption for financial statements of a business or related businesses prepared in accordance with Canadian GAAP applicable for private enterprises

PART 9 PROXY SOLICITATION AND INFORMATION CIRCULARS

9.1 Sending of Proxies and Information Circulars

9.2 Exemptions from Sending Information Circular

9.3 Filing of Information Circulars and Proxy-Related Material

9.3.1 Content of Information Circular

9.4 Content of Form of Proxy

9.5 Exemption

PART 10 RESTRICTED SECURITY DISCLOSURE

10.1 Restricted Security Disclosure

10.2 Dissemination of Disclosure Documents to Holder of Restricted Securities

10.3 Exemptions for Certain Reporting Issuers

PART 11 ADDITIONAL FILING REQUIREMENTS

11.1 Additional Disclosure Requirements

11.2 Change of Status Report

11.3 Voting Results

11.4 Financial Information

11.5 Re-filing Documents

11.6 Executive Compensation Disclosure for Certain Reporting Issuers

PART 12 FILING OF CERTAIN DOCUMENTS

12.1 Filing of Documents Affecting the Rights of Securityholders

12.2 Filing of Material Contracts

12.3 Time for Filing of Documents

PART 13 EXEMPTIONS

13.1 Exemptions from this Instrument

13.2 Existing Exemptions

13.3 Exemption for Certain Exchangeable Security Issuers

13.4 Exemption for Certain Credit Support Issuers

PART 14 EFFECTIVE DATE AND TRANSITION

14.1 Effective Date

14.2 Transition

14.3 Transition - Interim Financial Report

14.4 Transition - Application of Amendments