Securities Law

54-101 - Communication with Beneficial Owners of Securities of a Reporting Issuer [NI - Rescinded]

TABLE OF CONTENTS

PART	TITLE

PART 1	DEFINITIONS AND INTERPRETATION
1.1	Definitions
1.2	Holding of Security by Intermediary
1.3	Use of Required Forms
1.4	Fees

PART 2	REPORTING ISSUERS
2.1	Establishment of Meeting and Record Dates
2.2	Notification of Meeting and Record Dates
2.3	Intermediary Search Request - Request to Depository
2.4	No Intermediary Search Request if Reporting Issuer has Electronic Access
2.5	Request for Beneficial Ownership Information
2.6	No Depositories or Intermediaries are Registered Holders
2.7	Sending Proxy-Related Materials to Beneficial Owners
2.8	Other Securityholder Materials
2.9	Direct Sending of Proxy-Related Materials to NOBOs by Reporting Issuer
2.10	Sending Securityholder Materials Against Instructions
2.11	Disclose How Information Obtained
2.12	Indirect Sending of Securityholder Materials by Reporting Issuer
2.13	Fee for Search
2.14	Fee for Sending Materials Indirectly
2.15	Adjournment or Change in Meeting
2.16	Explanation of Voting Rights
2.17	Request for Voting Instructions
2.18	Request for Legal Proxy
2.19	Tabulation and Execution of Voting Instructions
2.20	Abridging Time

PART 3	INTERMEDIARIES’ OBLIGATIONS CONCERNING THE OBTAINING OF BENEFICIAL OWNER INSTRUCTIONS
3.1	Intermediary Information to Depository
3.2	Instructions from New Clients
3.3	Transitional - Instructions from Existing Clients
3.4	Amending Client Instructions
3.5	Application of Instructions to Accounts

PART 4	INTERMEDIARIES’ OTHER OBLIGATIONS
4.1	Request for Beneficial Ownership Information - Response
4.2	Sending of Securityholder Materials to Beneficial Owners by Intermediaries
4.3	Sending Securityholder Materials Against Instructions
4.4	Request for Voting Instructions
4.5	Request for Legal Proxy
4.6	Tabulation and Execution of Voting Instructions
4.7	Securities Legislation

PART 5	DEPOSITORIES
5.1	Intermediary Master List
5.2	Index of Meeting and Record Dates
5.3	Depository Response to Intermediary Search Request by Reporting Issuer
5.4	Depository to Send Participant Omnibus Proxy to Reporting Issuer

PART 6	OTHER PERSONS OR COMPANIES
6.1	Requests for NOBO Lists from a Reporting Issuer
6.2	Other Rights and Obligations of Persons and Companies other than Reporting Issuers

PART 7	USE OF NOBO LIST
7.1	Use of NOBO List

PART 8	MISCELLANEOUS
8.1	Default of Party in Communication Chain
8.2	Right to Proxy

PART 9	EXCEPTIONS AND EXEMPTIONS
9.1	Audited Annual Financial Statements or Annual Report
9.2	Exemptions

PART 10	EFFECTIVE DATES AND TRANSITION
10.1	Effective Date of Instrument
10.2	Transition
10.3	Sending of Proxy-Related Materials
10.4	NOBO Lists

Form 54-101F1	EXPLANATION TO CLIENTS AND CLIENT RESPONSE FORM
Form 54-101F2	REQUEST FOR BENEFICIAL OWNERSHIP INFORMATION
Form 54-101F3	OMNIBUS PROXY (DEPOSITORIES)
Form 54-101F4	OMNIBUS PROXY (PROXIMATE INTERMEDIARIES)
Form 54-101F5	ELECTRONIC FORMAT FOR NOBO LIST
Form 54-101F6	REQUEST FOR VOTING INSTRUCTIONS MADE BY REPORTING ISSUER
Form 54-101F7	REQUEST FOR VOTING INSTRUCTIONS MADE BY INTERMEDIARY
Form 54-101F8	LEGAL PROXY
Form 54-101F9	UNDERTAKING