Securities Law

71-102 - Continuous Disclosure and Other Exemptions Relating to Foreign Issuers [NI - Rescinded]

Published Date: 2006-12-22
Effective Date: 2006-12-29
Rescinded Date: 2007-12-31
Document(s):

Concurrently Published:

British Columbia Securities Commission

National Instrument 71-102 and Companion Policy 71-102CP


The British Columbia Securities Commission, having considered it to be in the public interest, orders that, effective December 29, 2006,

1. National Instrument 71-102 entitled Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and its Companion Policy 71-102CP made on March 30, 2004 are revoked, and

2. the attached National Instrument 71-102 entitled Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and its Companion Policy 71-102CP are made.

 

 

December 21, 2006

 


Douglas M. Hyndman
Chair

 

________________________________________________________________  
(This part is for administrative purposes only and is not part of the Order)

 

Authority under which Order is made:
Act and sections: Securities Act, sections 91, 114(2) and 119
Other (specify): National Instrument 51-102 Continuous Disclosure Obligations, section 13.1
 
National Instrument 71-102
Continuous Disclosure and Other Exemptions Relating
to Foreign Issuers

Table of Contents

PART 1 DEFINITIONS AND INTERPRETATION 1
1.1 Definitions and Interpretation 1
1.2 Determination of Canadian Shareholders 5
1.3 Timing for Calculation of Designated Foreign Issuer and Foreign Reporting Issuer 5

PART 2 LANGUAGE OF DOCUMENTS 6
2.1 French or English 6
2.2 Filings Prepared in a Language other than French or English 6

PART 3 FILING AND SENDING OF DOCUMENTS 6
3.1 Timing of Filing of Documents 6
3.2 Sending of Documents to Canadian Securityholders 6

PART 4 SEC FOREIGN ISSUERS 7
4.1 Amendments and Supplements 7
4.2 Material Change Reporting 7
4.3 Financial Statements 7
4.4 AIFs and MD&A 8
4.5 Business Acquisition Reports 8
4.6 Proxies and Proxy Solicitation by the Issuer and Information Circulars 8
4.7 Proxy Solicitation by Another Person or Company 9
4.8 Disclosure of Voting Results 9
4.9 Filing of Certain News Releases 10
4.10 Filing of Certain Documents 10
4.11 Early Warning 10
4.12 Insider Reporting 10
4.13 Communication with Beneficial Owners of Securities 10
4.14 Going Private Transactions and Related Party Transactions 11
4.15 Change of Auditor 11
4.16 Restricted Securities 11

PART 5 DESIGNATED FOREIGN ISSUERS 11
5.1 Amendments and Supplements 11
5.2 Mandatory Annual Disclosure by Designated Foreign Issuer 11
5.3 Material Change Reporting 12
5.4 Financial Statements 12
5.5 AIFs & MD&A 12
5.6 Business Acquisition Reports 13
5.7 Proxies and Proxy Solicitation by the Issuer and Information Circulars 13
5.8 Proxy Solicitation by Another Person or Company 13
5.9 Disclosure of Voting Results 14
5.10 Filing of Certain News Releases 14
5.11 Filing of Certain Documents 14
5.12 Early Warning 15
5.13 Insider Reporting 15
5.14 Communication with Beneficial Owners of Securities 15
5.15 Going Private Transactions and Related Party Transactions 15
5.16 Change in Year-End 15
5.17 Change of Auditor 16
5.18 Restricted Securities 16