81-406 - Point of sale disclosure for mutual funds and segregated funds [NI Framework]

Published Date:	2008-10-24
Effective Date:	2008-10-24
Document(s):	81-406 Framework October 24, 2008 | PDF

Concurrently Published:

• 81-318 - Request for Comment Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds [CSA Notice]

Introduction.......................................................................................................................................... 3
A snapshot of the framework.............................................................................................................. 5
Background.......................................................................................................................................... 6
Delivery................................................................................................................................................. 7
Fund Facts.......................................................................................................................................... 14
Investor rights.................................................................................................................................... 20
Filing requirements ............................................................................................................................ 23
Key Facts for segregated funds........................................................................................................ 25
Next steps........................................................................................................................................... 26
Appendix 1: Revised Fund Facts for mutual funds and segregated funds......................................... 30