81-101CP - Mutual Fund Prospectus Disclosure [CP - Rescinded]

Concurrently Published:

• BCN 2010/43 - Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds [BCN]

PART 1  PURPOSE OF THE COMPANION POLICY

1.1 Purpose of the Companion Policy

PART 2 PURPOSE AND GENERAL APPROACH OF THE INSTRUMENT

2.1 Purpose of the Instrument
2.1.1 Fund Facts Document
2.2 Simplified Prospectus
2.3 Annual Information Form
2.4 Financial Statements and Management Reports of Fund Performance
2.5 Filing and Delivery of Documents
2.6 Supporting Documents
2.7 Amendments
2.8 Websites

PART 3 PLAIN LANGUAGE AND PRESENTATION

3.1 Plain Language
3.2 Presentation

PART 4 THE MULTIPLE SP

4.1 General Provisions Relating to a Multiple SP
4.2 Adding Additional Funds to a Multiple SP

PART 4.1 THE FUND FACTS DOCUMENT

4.1.1 General Purposes
4.1.2 Multiple Class Mutual Funds
4.1.3 Filings
4.1.4 Additional Information
4.1.5 Format

PART 5 THE SIMPLIFIED PROSPECTUS

5.1 General Purposes
5.2 Catalogue Approach
5.2.1 Accessibility of a Simplified Prospectus
5.3 Additional Information
5.4 Inclusion of Educational Material
5.5 Format

PART 6 THE ANNUAL INFORMATION FORM

6.1 General Purposes 
6.2 Consolidation of Annual Information Forms
6.3 Additional Material

PART 7 DELIVERY

7.1 Delivery of the Simplified Prospectus and Annual Information Form
7.1.1 Electronic Delivery
7.2 Delivery of Documents by a Mutual Fund
7.3 Delivery of Separate Part A and Part B Sections
7.4 Delivery of Non-Educational Material
7.5 [Deleted]

PART 8 COMMENTARY ON INVESTMENT AND RELATED DISCLOSURE

8.1 Investment Disclosure
8.2 Portfolio Advisers

PART 9 NEED FOR MULTIPLE OR SEPARATE APPLICATIONS

9.1 Need for Multiple or Separate Applications

PART 10 EXEMPTIONS

10.1 Applications Involving Novel or Substantive Issues

APPENDIX A Sample Fund Facts Document