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Securities Law

81-502 - Confirmation of Purchase and Sale for Units of Certain Mutual Funds [BCI- Rescinded]

Published Date: 2000-03-17
Effective Date: 2000-03-17
Rescinded Date: 2009-09-28
The British Columbia Securities Commission, having considered that to do so would not be prejudicial to the public interest, orders that Blanket Order 81-502 entitled “Confirmation of Purchase and Sale for Units of Certain Mutual Funds” is issued as set out in the attached Schedule.

DATED at Vancouver, British Columbia, on March 16, 2000.


Joyce C. Maykut, Q.C.
Vice Chair

(This part for administrative purposes only and is not part of the Order)

Authority under which Order is made:
Act and sections:- Securities Act, section 48
Other (specify):



SCHEDULE
BLANKET ORDER 81-502 (BC)

CONFIRMATION OF PURCHASE AND SALE FOR UNITS OF CERTAIN MUTUAL FUNDS

Order Under Section 48 of the Securities Act


PART 1 EXEMPTION ORDER
The requirement in section 80(1) of the Securities Rules to include certain statements in the written confirmation of purchase and sale do not apply to a registered dealer, provided that the registered dealer complies with sections 8.2(3) and (4) of National Instrument 81-105 Mutual Funds Sales Practices.

PART 2 EFFECTIVE DATE
This Blanket Order comes into effect on March 17, 2000.