81-502 - Confirmation of Purchase and Sale for Units of Certain Mutual Funds [BCI- Rescinded]
Published Date: | 2000-03-17 |
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Effective Date: | 2000-03-17 |
Rescinded Date: | 2009-09-28 |
DATED at Vancouver, British Columbia, on March 16, 2000.
Joyce C. Maykut, Q.C.
Vice Chair
(This part for administrative purposes only and is not part of the Order)
Authority under which Order is made:
Act and sections:- Securities Act, section 48
Other (specify):
SCHEDULE
BLANKET ORDER 81-502 (BC)
CONFIRMATION OF PURCHASE AND SALE FOR UNITS OF CERTAIN MUTUAL FUNDS
Order Under Section 48 of the Securities Act
CONFIRMATION OF PURCHASE AND SALE FOR UNITS OF CERTAIN MUTUAL FUNDS
Order Under Section 48 of the Securities Act
PART 1 EXEMPTION ORDER
The requirement in section 80(1) of the Securities Rules to include certain statements in the written confirmation of purchase and sale do not apply to a registered dealer, provided that the registered dealer complies with sections 8.2(3) and (4) of National Instrument 81-105 Mutual Funds Sales Practices.
PART 2 EFFECTIVE DATE
This Blanket Order comes into effect on March 17, 2000.