Securities Law

11-101 - Principal Regulator System [MI Proposed - Lapsed]

Published Date: 2005-05-27
Document(s):

Concurrently Published:

PART 1          DEFINITIONS
1.1                   Definitions

PART 2          PRINCIPAL REGULATOR
2.1                   Principal regulator for continuous disclosure
2.2                   Notice of principal regulator for continuous disclosure
2.3                   Notice of change of principal regulator for continuous disclosure
2.4                   Principal regulator for prospectuses
2.5                   Principal regulator for registration
2.6                   Notice of principal regulator for registration
2.7                   Notice of change of principal regulator for registration
2.8                   Administrative change of principal regulator

PART 3          CONTINUOUS DISCLOSURE EXEMPTION
3.1                   Application
3.2                   Continuous disclosure exemption
3.3                   Meaning of independence in NI 58-101

PART 4          PROSPECTUS-RELATED EXEMPTIONS
4.1                   Application
4.2                   National prospectus rules exemption
4.3                   Local prospectus-related exemption

PART 5          REGISTRATION-RELATED EXEMPTIONS
5.1                   Application
5.2                   Mobility trading exemption - dealer
5.3                   Mobility advising exemption - unrestricted adviser
5.4                   Mobility trading exemption - individual
5.5                   Mobility advising exemption - individual
5.6                   Conditions for mobility exemptions
5.7                   MI 81-104 exemption
5.8                   Notification

APPENDIX A PROSPECTUS-RELATED REQUIREMENTS
APPENDIX B MODIFICATIONS TO OSC RULE 41-501